- Citigroup (Tampa, FL)
- … Reporting & Client Tax Operations Quality Assurance (QA) team in our Wealth division. The Global Regulatory Reporting & Client Tax Operations Quality ... and external review engagements. Ensure all regulatory and tax and corresponding sample testing processes, controls, and monitoring are executed in a timely and… more
- City National Bank (Jersey City, NJ)
- *SR AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of ... the position is responsible for the maintenance and execution of the Wealth Management continuous monitoring program in accordance with audit methodology… more
- M&T Bank (Wilmington, DE)
- …for new investment products, and implement technologies using Agile best practices. + Reporting to the Head of M&T Wealth Technology, the successful candidate ... Understanding and appreciation of infrastructure; eg network architecture, application monitoring , containerization, virtualization. Experience developing with testing … more
- Neuberger Berman (New York, NY)
- …Salesforce Administrator to overall drive adoption and maintain support for the Private Wealth channel, reporting to the Head of Sales Enablement. The role ... involves enhancing the Private Wealth financial advisor experience by analyzing business processes, identifying...benefits of a given initiative, and the scoping, configuration, testing , and release management for projects to meet channel… more
- Regions Bank (Hoover, AL)
- …the careers section of the system. **Job Description:** At Regions, the Wealth Management Centralized Trading Analyst I performs trading and portfolio management ... for accounts in Asset Management and other portions of Wealth Management. This position is responsible for ensuring ...and is responsible for executing mandatory risk oversight and reporting on the Centralized Trading book of business. **Primary… more
- JPMorgan Chase (Columbus, OH)
- …Your expertise in impact assessment, dependency coordination, execution health monitoring , release readiness, launch planning, and portfolio reporting ... Vice President of Product Delivery for the JP Morgan Wealth Management - Wealth Engagement team, where...adaptability. + Coordinate, plan, and execute end to end testing for each project with the impacted teams, and… more
- Wells Fargo (Minneapolis, MN)
- …to financial crimes. The Financial Crimes Audit Team is responsible for testing governance and coordinating first line audit coverage of Anti-Bribery and Corruption ... and loss exposures to appropriate levels of management + Ensure documentation and reporting are ready for review by managers and more experienced managers +… more
- KeyBank (Brooklyn, OH)
- …(Fiduciary & Trust) is responsible for leading and executing independent compliance testing reviews across KeyBank's Wealth and Fiduciary business lines. ... support issue validation and contribute to initiatives that enhance the overall Wealth & Fiduciary Compliance Testing Program. **Key Responsibilities** + Conduct… more
- Bank of America (Newark, DE)
- …and implement model governance and monitoring process through Ongoing Monitoring Reviews and Reporting utilizing statistical tests and benchmarking to ... identify and investigate model performance issues. Perform statistical models back- testing and monitor adherence to monitoring plan with GWIM LOB, BFOs, Model… more
- Wells Fargo (Charlotte, NC)
- …including ensuring effective planning for sustainability, ongoing control adherence, reporting , measurement, technology impacts, and monitoring + Independently ... implementing associated processes and tools + Perform complex administrative, transactional, monitoring , reporting , and coordination tasks + Interact with… more
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