- Citigroup (Tampa, FL)
- …Tax Operations Quality Assurance (QA) team in our Wealth division. The Global Regulatory Reporting & Client Tax Operations Quality Assurance (QA) VP will ... Regulatory Reporting & Client ...and accuracy of information across a broad range of wealth management products and client portfolios. The ideal… more
- Bank of America (Atlanta, GA)
- …Manager** (PWCRM) is a direct report to the Private Wealth Division Client Relationship Executive (DCRE) with dual reporting to the Merrill Private ... Private Wealth Client Relationship Manager Atlanta, Georgia...Wealth Management experience strongly preferred + Self-motivated and client centric + Expert knowledge of regulatory … more
- JPMorgan Chase (New York, NY)
- …requirements related to client fee transparency, balancing clear client -friendly language with regulatory responsibilities + Monitor industry trends ... At JP Morgan Wealth Management, our Financial Advisors serve as trusted...transparency, and profitability-we incentivize the behaviors that drive exceptional client outcomes, reinforce advisor best practices, and fuel the… more
- Raymond James Financial, Inc. (New York, NY)
- …trusted relationships with senior leadership, including executive management of the Private Client Group (PCG), the firm's wealth management unit, and Asset ... models needed to risk manage the business. . Oversees and evolves risk reporting processes to enhance the accuracy and effectiveness of risk information. . Ensures… more
- TD Bank (Mount Laurel, NJ)
- …organization, and enterprise as appropriate. **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Analyst duties:** + **Ensure ... federal securities laws.** + **Help mitigate risk and ensure the firm meets regulatory obligations.** + **Handle the onboarding and offboarding of new hires.** +… more
- CIBC (Atlanta, GA)
- …Northside Pkwy, 7th Fl **Employment Type** Regular **Weekly Hours** 40 **Skills** Client Reporting , Client Service, Cross-Functional Teamwork, Family Office, ... please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** As a Client Service Manager, you will support Private Wealth … more
- M&T Bank (Wilmington, DE)
- …OR WILLING TO RELOCATE** **Overview:** + Leads and executes audits across theInstitutional Client Services, Wealth , & HR domains. Responsible for overseeing and ... **THIS ROLE IS HYBRID (3 DAYS/WEEK) REPORTING OUT OF: BUFFALO NY, BRIDGEPORT CT, or...+ Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the… more
- Truist (Charlotte, NC)
- …as primary relationship advisor for high net worth and ultra-high net worth wealth clients. Responsible for developing and deepening client relationships through ... attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within...needed * 8 or more years of sales and client management experience in Wealth Management and… more
- M&T Bank (Wilmington, DE)
- …and aligns with the firm's wealth management goals, including client relationship management, portfolio management, and regulatory compliance. + Identify ... with specific Investment Management platforms for trading, portfolio management and client reporting ; and Banking products (deposits, customized lending and… more
- JPMorgan Chase (Jersey City, NJ)
- …fostering innovation and strategic execution. + Stay ahead of industry trends, regulatory updates, and AI-driven advancements impacting wealth management advisor ... functions. Preferred qualifications, capabilities, and skills: + Knowledge of regulatory requirements affecting wealth management advisor compensation. +… more