- Citigroup (Tampa, FL)
- …Tax Operations Quality Assurance (QA) team in our Wealth division. The Global Regulatory Reporting & Client Tax Operations Quality Assurance (QA) VP will ... Regulatory Reporting & Client ...and accuracy of information across a broad range of wealth management products and client portfolios. The ideal… more
- Citigroup (New York, NY)
- …skilled and experienced professional to lead our NAM Regulatory Reporting and Client Tax Operations team within the Wealth division. The Head of NAM ... Regulatory Reporting and Client Tax Operations will be...regulatory frameworks, tax regulations, and the intricacies of wealth management products and client structures. The… more
- TD Bank (Mount Laurel, NJ)
- …investment advisory and insurance) through multiple legal entities (TD Bank NA, TD Private Client Wealth LLC and TD Wealth Management Services Inc) with ... standards. management areas, broader organization, and enterprise as appropriate. **U.S. Wealth Compliance acts as an independent regulatory compliance and… more
- Bank of America (San Francisco, CA)
- …Manager** (PWCRM) is a direct report to the Private Wealth Division Client Relationship Executive (DCRE) with dual reporting to the Merrill Private ... Private Wealth Client Relationship Manager San Francisco,...Wealth Management experience strongly preferred + Self-motivated and client centric + Expert knowledge of regulatory … more
- Raymond James Financial, Inc. (New York, NY)
- …trusted relationships with senior leadership, including executive management of the Private Client Group (PCG), the firm's wealth management unit, and Asset ... models needed to risk manage the business. . Oversees and evolves risk reporting processes to enhance the accuracy and effectiveness of risk information. . Ensures… more
- CIBC (New York, NY)
- …**Senior Client Service Associate** , you will support Private Wealth relationship management efforts by delivering exceptional service to clients. You'll ... degree and /or** **2-5 years of relevant financial industry experience.** Experience in a client service role within Wealth Management is a plus. + **You put… more
- TD Bank (Mount Laurel, NJ)
- …organization, and enterprise as appropriate. **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Analyst duties:** + **Ensure ... federal securities laws.** + **Help mitigate risk and ensure the firm meets regulatory obligations.** + **Handle the onboarding and offboarding of new hires.** +… more
- CIBC (Atlanta, GA)
- …Northside Pkwy, 7th Fl **Employment Type** Regular **Weekly Hours** 40 **Skills** Client Reporting , Client Service, Cross-Functional Teamwork, Family Office, ... please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** As a Client Service Manager, you will support Private Wealth … more
- M&T Bank (Naples, FL)
- …for direct client interaction. **Primary Responsibilities:** + Assist the Wealth Advisor with operational support, inclusive of reporting that supports ... client satisfaction. The position completes predominantly operational and reporting responsibilities and as skills and capabilities increase, assumes more direct… more
- Truist (Jupiter, FL)
- …as primary relationship advisor for high net worth and ultra-high net worth wealth clients. Responsible for developing and deepening client relationships through ... attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within...needed * 8 or more years of sales and client management experience in Wealth Management and… more
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