- Celtic Bank (Salt Lake City, UT)
- Celtic Bank's Regulatory Compliance Analyst - Testing assists management in ensuring regulatory compliance at our Strategic Lending Partnerships ... ("SLP") and the Bank. As a Compliance Analyst , your duties will include (i)...conclusions, and action plans. + Assisting in preparation for Regulatory Exams. + Keeping up with compliance … more
- American Express (Sandy, UT)
- …Perform transaction testing , share findings, and monitor closure. + Support compliance with Regulatory Reporting Governance policy and prepare key metrics. + ... team performs Quality Assurance reviews including process & controls testing , testing the conformity of reported data...be used across operational and reporting processes. + Support regulatory reporting to ensure compliance with the… more
- NRG Energy, Inc. (UT)
- …Home team to create smarter, safer and more sustainable homes. **Position Overview** The Compliance Analyst plays a key role in strengthening the organization's ... monitoring, training, and advisory support. By identifying process improvements, the Compliance Analyst helps prevent non-compliant activities and contributes to… more
- Guardian Life (Salt Lake City, UT)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA...in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a… more
- Navient (Salt Lake City, UT)
- …our mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. Compliance Manager ... - Head of 1st Line of Defense Compliance .** **As the Senior Compliance Analyst...workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk &… more
- Coinbase (Salt Lake City, UT)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations...Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and… more
- Carrington (Salt Lake City, UT)
- …file" to respond to regulatory compliance audit/exams + Perform assigned compliance testing as assigned and promptly escalate compliance concerns. + ... team and work remote from home!** The Loan Servicing Compliance Analyst I will be responsible for...for various audit and exam documentation. Also responsible for compliance testing and monitoring compliance … more
- Datavant (Salt Lake City, UT)
- …realize our bold vision for healthcare. **Role Summary:** Datavant is seeking a Senior Compliance Analyst to join our dynamic Enterprise Compliance team. In ... within the healthcare or technology industry. + Experience designing, implementing, or testing compliance controls and frameworks. + Experience with corporate … more
- American Express (Sandy, UT)
- …Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC), provides ... In partnership with broader GFCC teams, GFCSU supports the development, testing , implementation and adjudication of transaction monitoring rules, reports, and other… more
- American Express (Sandy, UT)
- …Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC), provides ... In partnership with broader GFCC teams, GFCSU supports the development, testing , implementation and adjudication of transaction monitoring rules, reports, and other… more
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