• Associate Broker Dealer…

    Capital One (Mclean, VA)
    Associate Broker Dealer Risk Specialist **The Associate Risk Specialists supporting Capital One's Commercial Broker Dealers are highly ... risks to the Company using various compliance surveillance tools and methods. The Associate Risk Specialist's primary responsibilities will be to provide support… more
    Capital One (11/04/25)
    - Related Jobs

  • Client Associate

    Wells Fargo (Washington, DC)
    …statutory disqualification are not eligible to be associated with a FINRA-registered broker - dealer . Successful candidates must also meet and comply with ongoing ... **About this role:** Wells Fargo is seeking a Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career areas… more
    Wells Fargo (12/28/25)
    - Related Jobs

  • Senior Associate , Licensing Acquisition

    Ankura (Washington, DC)
    …commercial lending, mortgage lending, consumer collections agencies and securities/brokerage [ broker dealer , registered investment advisor, exempt registered ... licensed US money transmitters. We are seeking a Senior Associate , Licensing Acquisition, to join the team. Ideally this...rapidly, able to recognize and escalate technical client or risk issues to project lead; + At ease multi-tasking… more
    Ankura (12/16/25)
    - Related Jobs

  • Senior Associate , Licensing Maintenance

    Ankura (Washington, DC)
    …commercial lending, mortgage lending, consumer collections agencies and securities/brokerage [ broker dealer , registered investment advisor, exempt registered ... abreast of regulatory changes. We are seeking a Senior Associate , License Maintenance, to join the team. Ideally this...rapidly, able to recognize and escalate technical client or risk issues to project lead; + At ease multi-tasking… more
    Ankura (11/13/25)
    - Related Jobs