• Compliance Specialist, AML/CFT Program Oversight

    Vanguard (Malvern, PA)


    Lead the Fight Against Financial Crime at Vanguard

     

    We are in pursuit of an individual with industry experience in Anti Money Laundering, Know Your Client, and Compliance Operations. In this crucial role, you'll be at the forefront of Vanguard's Anti-Money Laundering and Compliance Operations in an informal leadership capacity. Join a team committed to protecting financial integrity and combating financial crime. As a Compliance Specialist, you will play a critical role in Vanguard’s Anti-Money Laundering (AML) and Know Your Customer (KYC) programs. You’ll be responsible for monitoring client activity, conducting due diligence, and supporting regulatory compliance efforts across our global client base.

    In this role, you will be responsible for:

    Client Monitoring & InvestigationsConduct day-to-day monitoring of client activity to detect suspicious behavior. Assist junior analysts with investigations and escalate complex cases as needed.

     

    Due Diligence ReviewsCollect and analyze documentation to assess client risk. Perform due diligence checks using established scoring models to identify high-risk clients.

     

    Alert Resolution & EscalationReview internal alerts and reports. Resolve exceptions in line with policy and escalate issues that require further investigation.

     

    Regulatory ReportingSupport internal and external reporting obligations in accordance with regulatory guidelines and departmental procedures.

     

    Training & Mentorship

     

    Participate in training sessions and contribute to the development of educational materials for junior team members.

     

    Industry Awareness & ConsultationStay current on regulatory developments and industry trends. Serve as a compliance consultant and liaison to regulatory agencies.

     

    Special ProjectsContribute to cross-functional initiatives and support other duties as assigned.

    Qualifications:

    + Minimum of 3 years of relevant experience in compliance, AML, or financial services.

    + Bachelor’s degree or equivalent combination of education and experience.

    + Strong analytical, investigative, and communication skills.

    + Familiarity with tools such as LexisNexis, World-Check, or similar platforms is a plus.

     

    Special Factors

     

    Sponsorship

     

    Vanguard is not offering visa sponsorship for this position.

     

    About Vanguard

     

    At Vanguard, we don't just have a mission—we're on a mission.

     

    To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.

     

    How We Work

     

    Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.