- TD Bank (Fort Lauderdale, FL)
- …senior management attention.** + **Experience conducting annual compliance assessments under 206-4( 7 ) and FINRA 3130.** + **Demonstrated business writing ... on advertising and marketing materials for a broker-dealer/bank.** + ** FINRA Series 7 , 63 and 24 preferred.**...materials for a broker-dealer/bank.** + ** FINRA Series 7 , 63 and 24 preferred.** **Customer Accountabilities:** + Proactively… more
- Aegon Asset Management (FL)
- …organization. Qualifications + Bachelor's degree in a related field or equivalent business experience. + FINRA Series 6 or 7 . + FINRA Series 63 or obtain ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...companies employ over 2 1,500 people and have approximately 31. 7 million customers . * For more information, visit… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* SIE is required, provided that an exemption or grandfathering cannot be applied. * FINRA Series 7 required. * FINRA Series 66 or 63 & ... 65 required. * Insurance License required. * FINRA Series 24 or 9/10 preferred. more
- Wells Fargo (Ponte Vedra Beach, FL)
- …military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA ... environment **Job Expectations:** + US Only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position.… more
- Equitable (Tampa, FL)
- …entry level Financial Professional meeting requirements including licensing: State Life and Health, SIE, FINRA Series 7 , 66 and have a developed client base + ... Must pass FINRA Series 24 exam prior to stepping into leadership...+ Columbia Holistic Financial Coach Program + Sponsorship for FINRA licensing + Working closely with top leadership thru… more
- Charles Schwab (Orlando, FL)
- …+ Bilingual (English & Spanish) + Prior experience supporting international clients + Active FINRA Series 7 license (May be obtained with a 120-day condition of ... or CFA(R) designation holders, verified before hire + Active FINRA Series 66 license (May be obtained within the...Portuguese in reading, writing and speaking is preferred + FINRA Series 9 & 10 licenses preferred + Superior… more
- TIAA (FL)
- …Requirements** + University (Degree) Preferred **Work Experience** + 5+ Years Required; 7 + Years Preferred ** FINRA Registrations** + SRC Indicator: Series ... 7 ; Series 63; Series 65; Series 66; Series 24 **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 9PL Related Skills Business Development, Capital Markets, Client Relationship Management, Client Segmentation, Collaboration,… more
- Truist (Port Orange, FL)
- …in basic computer applications such as Microsoft Office products Preferred Qualifications: 1. FINRA Series 7 , 66 (or 63/65) and Life & Health Insurance ... events, including functions co-branded with internal partners such as Wealth and Insurance. 7 . Oversee the use of contact management tools to track all business and… more
- Truist (Weston, FL)
- …of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority ( FINRA ) Series 7 and Series 66 licenses. 6. Exceptional telephone skills ... existing client, account, and product attributes that present sales potential. 7 . Provide operational guidance to Financial Advisors ranging from systems navigation… more
- Truist (Orlando, FL)
- …years professional experience, including 1 year of experience in the securities industry. 3. FINRA Series 7 and 66. 4. Applicable state health and life insurance ... by executing on opportunities identified through external networking and internal referrals. 7 . Adhere to professional and ethical standards set forth by Truist, the… more
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