• Retirement Planning Consultant-Client Team

    Aegon Asset Management (FL)
    …organization. Qualifications + Bachelor's degree in a related field or equivalent business experience. + FINRA Series 6 or 7 . + FINRA Series 63 or obtain ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...companies employ over 2 1,500 people and have approximately 31. 7 million customers . * For more information, visit… more
    Aegon Asset Management (11/25/25)
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  • Facilitator I - Mid Level (Life Company)

    USAA (Tampa, FL)
    …model. + Experience with Virtual Technology and ability to deliver training remotely. + Current FINRA Series 7 and/or attainment within 90 days of job entry. + ... of job entry. **What sets you apart:** + Current Life/Health license. + Current FINRA Series 7 . + Current FINRA Series 63. + Current Life/Health license. +… more
    USAA (01/16/26)
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  • Supervisor, Customer Success Team

    Coinbase (Tallahassee, FL)
    …adopt additional features, services, and products. What we look for in you (ie. job requirements): * FINRA License series 7 and 63 * FINRA License 24 OR 9 ... Wealth Management, Corporate Finance, Asset Management, FinTech or Crypto. Nice to haves: * FINRA License Series 3, 4, 65, or 66. * High level of proficiency in… more
    Coinbase (01/15/26)
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  • Senior Manager, Fixed Income Supervision (Saint…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …* SIE required provided that an exemption or grandfathering cannot be applied. * FINRA Series 7 , 24, and 9/10 licenses **Travel Required:** Yes, 20 % ... external market data to ensure compliance with Raymond James trading policies, FINRA requirements and SEC regulations. * Performs surveillance reviews to identify… more
    Raymond James Financial, Inc. (01/07/26)
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  • Wealth Management Associate with Future Leadership…

    Equitable (Tampa, FL)
    …entry level Financial Professional meeting requirements including licensing: State Life and Health, SIE, FINRA Series 7 , 66 and have a developed client base + ... Must pass FINRA Series 24 exam prior to stepping into leadership...+ Columbia Holistic Financial Coach Program + Sponsorship for FINRA licensing + Working closely with top leadership thru… more
    Equitable (11/19/25)
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  • Wealth Management Associate with Future Leadership…

    Equitable (Orlando, FL)
    …entry level Financial Professional meeting requirements including licensing: State Life and Health, SIE, FINRA Series 7 , 66 and have a developed client base * ... Must pass FINRA Series 24 exam prior to stepping into leadership...LLC (Equitable Financial Advisors in MI & TN) is an equal opportunity employer. M/F/D/V. GE 8204370.1( 7 /25)(Exp7/29) **Req ID:**… more
    Equitable (10/24/25)
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  • Investment Client Care Brokerage Services…

    Truist (Orlando, FL)
    …be made to enable individuals with disabilities to perform the essential functions. 1. Hold FINRA Series 7 & Series 63 or 66 and maintain continuing education ... to tax documents, trade confirmations, and monthly investment statements. 7 . Act as priority contact number for assisting clients...related to products and continuing education requirements required by FINRA . 10. Serve as an advocate of the client… more
    Truist (12/28/25)
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  • JP Morgan Wealth Management - Supervisory Manager…

    JPMorgan Chase (Jacksonville, FL)
    …planning strategies. + Eagerness to engage directly with clients and advisors. + Must hold FINRA Series 7 and one or more of the following licenses: FINRA ... as a Supervisory or Compliance professional preferred. + Advanced knowledge of FINRA , MSRB, and SEC rules and regulations. + Experience working alongside Advisors… more
    JPMorgan Chase (01/10/26)
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  • JP Morgan Wealth Management - Market Director…

    JPMorgan Chase (Boca Raton, FL)
    …performing Advisor team + Ability to travel 50% of the time + A valid and active FINRA Series 7 , 66 (or equivalent) is required + A valid and active FINRA ... Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc.… more
    JPMorgan Chase (01/10/26)
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  • Brokerage Registered Client Service Associate

    Truist (Winter Park, FL)
    …attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority ( FINRA ) Series 7 and Series 66 licenses. Candidates will be considered ... existing client, account, and product attributes that present sales potential. 7 . Provide operational guidance to Financial Advisors ranging from systems navigation… more
    Truist (01/20/26)
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