- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Coach (RCC) or applicable coaching designation within 1 year. + Ability to obtain FINRA Series 7 License within six (6) months. We highly prefer candidates ... that have already obtained the Series 7 . more
- KeyBank (Naples, FL)
- …sales and business development experience with proven results required **Licenses and Certifications** + FINRA Series 7 and 66 (or 63 & 65) (preferred) + ... Certified Financial Planner (CFP) (preferred) + Certified Investment Management Analyst (CIMA) (preferred) + Certified Public Accountant (CPA) (preferred) + Chartered Financial Analyst (CFA) (preferred) + Licensed Attorney/JD (varies by state) (preferred) +… more
- Raymond James Financial, Inc. (Tampa, FL)
- …of experience, education, and/or training as approved by Human Resources. **Licenses/Certifications** + FINRA Series 7 Preferred + SIE required provided that an ... letters offering services or inviting them to presentations. + If Series 7 licensed: Assist with preparation of presentations and portfolio analyses for High… more
- Truist (Orlando, FL)
- …experience in Financial Services, or 10-15 years of sales experience in a related industry + FINRA licensing: 7 , 63 and insurance life and health. + Must be able ... to partner well internally Preferred Qualifications: + CFP, CFA, Master's Degree **General Description of Available Benefits for Eligible Employees of Truist Financial Corporation:** All regular teammates (not temporary or contingent workers) working 20 hours… more
- Citigroup (Miami, FL)
- …Relevant experience in Capital financial industry; compliance/supervisory/business risk experience preferred + FINRA Series 7 , 66 (63/65), 24 and 31. Series 9/10 ... also preferred + Knowledge of Bank and Broker-Dealer businesses, regulatory requirements and related policy + Knowledge of Investment products including complex products (Alternatives, Structured Notes and Derivatives) + Ability to assess and balance diverse… more
- Charles Schwab (Naples, FL)
- …Charles Schwab. **What you have** **Required Qualifications** + Bachelor's degree + Active and valid FINRA Series 7 & 66 licenses + 10 years of experience in ... business development and relationship management with a proven record of success + 10 years of experience with wealth management - financial planning and investment planning **Preferred Qualifications** + CFP(R) designation or MBA equivalent. + Understanding… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of experience, education, and/or training approved by Human Resources. **Licenses/Certifications** + FINRA Series 7 , insurance or other applicable licenses or ... certifications are beneficial. The ability to obtain a necessary license if needed as required by management. + Required: Certified Financial Planner (CFP) and/or Certified Private Wealth Advisor (CPWA) preferred. Other combination of designations and… more
- City National Bank (Tallahassee, FL)
- …Worth or Ultra High Net Market markets * 2 + years delivering formal client presentations * FINRA Series 7 and 63 or 66 licenses * Ability to travel 40-50% of ... the time *Additional Qualifications* * CFA - Chartered Financial Analyst (or in process of becoming CFA Charterholder) * Highly competitive and goal-oriented * A focus on sales and new business development * Masters Degree preferred * Working knowledge of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 License. **Travel** **Travel Required:** Yes, 75 % of ... **Job Summary:** The primary objective of this role is to drive the growth of institutional assets under management across all investment products, sourced from US investment consulting firms, with a particular focus on firms located in the Central and Eastern… more
- Thrivent Financial (Fort Lauderdale, FL)
- …as needed. + Will and skill to commit to joint field work expectations. + Licensing: + FINRA Series 7 , 63/65 or 66 required or obtained within 90 days. + State ... insurance licensed and appointed in life, health and variable lines of authority or attained within 90 days. + State securities registered and insurance licensed and appointed in all states that comprise the Advisor Group or are aligned to specific financial… more