• US Private Bank - Lending Specialist - Executive…

    JPMorgan Chase (Miami, FL)
    …with extensive credit, loan and deposit products + Bachelor's degree required + FINRA Series 7 & 66 licenses required for position; unlicensed candidates ... considered but required to obtain licenses within 90 days of start date + Prior experience structuring creative and complex credit transactions + Completion of formal credit training program + Demonstrated understanding of wealth management including, but not… more
    JPMorgan Chase (07/30/25)
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  • Merrill Experienced Financial Advisor

    Bank of America (Tampa, FL)
    …and development needed to continue a successful career as a Financial Advisor Required Skills: + FINRA Series 7 & 66 (63 & 65 accepted, in lieu of 66) ... registrations required with 5+ years' experience + Established and portable practice with a minimum of $1MM in production + Experience managing client portfolios and driving growth + Proven relationship building and business development skills Desired Skills:… more
    Bank of America (07/08/25)
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  • Director, Life/Health/Retirement Income - Life…

    USAA (Tampa, FL)
    …is not required, however, if there is an existing license and a business need, maintenance of FINRA Series 7 , 66 (or 63 and 65), 24, and 51 (or 53) may be ... required. + 8 or more years of related experience in financial services operations to include process improvement and business analysis. + 4 or more years direct team lead or management experience providing coaching, development and/or leadership in a… more
    USAA (06/17/25)
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  • Premier Advisor or Banker

    Truist (Winter Park, FL)
    …retail bank products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7 , 66 (63 and 65 in lieu of 66) and ... centers of influence who will enhance business development efforts. 7 . Work within existing audit, compliance and regulatory framework...obtained within 100-150 days of job entry date. Active FINRA licenses must be transferred within 60 days of… more
    Truist (08/22/25)
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  • Asset & Wealth Management - Vice President…

    JPMorgan Chase (Tampa, FL)
    …/ investment industry + Licenses required to perform all job duties associated with the role: FINRA SIE, Series 7 , 66 (63/65), 9/10 (4,24,53) + A valid Series 4 ... is required or must be obtained within 90 days of starting in the role as a condition of employment + Ability to provide clear, concise, and timely resolution to issues. Proven judgement and problem-resolution skills; comfortable making decisions independently… more
    JPMorgan Chase (08/15/25)
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  • Advice Academy Professional

    Charles Schwab (Orlando, FL)
    …this wealth management offer. **Throughout the Academy you will** **:** + Study and pass FINRA SIE, Series 7 and 66 licenses + Learn from our numerous mentors, ... of licensing exam preparation. This time is meant for you to study and obtain you SIE, 7 and 66. If you already have 2 of the 3 licenses you would not be eligible… more
    Charles Schwab (07/12/25)
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  • Director, Quality Assurance & Control - AML…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …(ACFE) preferred + Certified Sanctions Specialist preferred + Regulatory industry license (eg, FINRA SIE, Series 7 ) preferred. **Travel Required** + Yes, 20 % ... The Director of Quality Assurance & Control covering Anti-Money Laundering (AML) & Financial Crimes Management (FCM) is responsible for leading a team of managers who oversee Quality Assurance (QA) and Quality Control (QC) professionals reviewing and… more
    Raymond James Financial, Inc. (08/16/25)
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  • Wealth Management Associate - Retirement Benefits…

    Equitable (Tampa, FL)
    …skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a track record of success ... work in the United States **Training & Development** + ** FINRA Sponsorship** : provided for required FINRA ...+ ** FINRA Sponsorship** : provided for required FINRA licensing + **Preliminary Employment Period (PEP)** : comprehensive… more
    Equitable (08/20/25)
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  • Entry Level - Wealth Manager

    Equitable (Miami, FL)
    …skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a track record of success ... work in the United States **Training & Development** + ** FINRA Sponsorship** : provided for required FINRA ...+ ** FINRA Sponsorship** : provided for required FINRA licensing + **Preliminary Employment Period (PEP)** : comprehensive… more
    Equitable (08/02/25)
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  • VP, Operations, Cost Basis & Tax Reporting

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and Series 7 required,** or ability to obtain within 120 days (as required by FINRA ). Persons holding Series 6, 7 , 17, 37 or 38 or those who hold ... + Monitors regulatory compliance with internal and external groups including auditors, FINRA , IRS, SEC and others. **Knowledge of:** + Company's working structure,… more
    Raymond James Financial, Inc. (08/12/25)
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