• Senior Advisor, Conflicts of Interest Supervision

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority ( FINRA ); and state securities regulatory agencies; and/or Federal Deposit Insurance ... ~or~ * An equivalent combination of experience, education, and/or training. **Licenses/Certifications:** * Series 7 & 24 (or 9/10), and 66 (or 63 and 65) or the… more
    Raymond James Financial, Inc. (09/02/25)
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  • Private Client Banker - Sebring (New Build)

    JPMorgan Chase (Sebring, FL)
    …2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if required) ... and setting up self-service options to access their accounts 24 hours a day/ 7 days a week + Adheres to policies, procedures, and regulatory banking requirements… more
    JPMorgan Chase (08/30/25)
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  • Relationship Banker - US 301 and Big Bend Rd…

    JPMorgan Chase (Riverview, FL)
    …equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if required), ... and setting up self-service options to access their accounts 24 hours a day/ 7 days a week. **Job responsibilities** + Delivers an exceptional customer experience by… more
    JPMorgan Chase (08/28/25)
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  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (Melbourne, FL)
    …ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is required or must be ... Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc.… more
    JPMorgan Chase (08/27/25)
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  • Oracle EPM Lead, Senior Software Engineer

    MUFG (Tampa, FL)
    …concepts, and Oracle EPM Cloud Service + 3+ years in the financial industry + 7 + years in IT, including 3+ years leading Oracle PBCS or FCCS projects + Proficient ... the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities… more
    MUFG (08/21/25)
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  • Trade Finance Servicing Associate, AVP

    MUFG (Tampa, FL)
    …Performance Management (5) Compliance policies and procedures. (6) Special projects ( 7 ) Provide Operational /Technical Support including draft reviews and comments ... the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities… more
    MUFG (08/20/25)
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  • Associate Financial Advisor

    Edward Jones (Tarpon Springs, FL)
    …+ High School Diploma/Equivalent required; Bachelor's degree preferred + Series 7 and Series 66 required, if not currently registered, registrations may ... + At least 3-5 years of relevant experience in securities industry preferred + FINRA licenses required within three months. State insurance licenses required + As an… more
    Edward Jones (08/19/25)
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  • Data Serving (Data Management, Data Analytics),…

    MUFG (Tampa, FL)
    …continually track enhancements required to maintain data consistency. **Qualifications** + 7 + years technology industry experience in Banking & Financial Services ... the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities… more
    MUFG (08/16/25)
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  • Summer Internship - RJFS Risk Management Intern…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …manages, and reports on risks in alignment with regulatory expectations from FINRA , SEC, and the Federal Reserve. **Job Summary** Under general supervision, uses ... and Regulatory Risk. **Start Date:** Monday, June 1, 2026 **End Date:** Friday, August 7 , 2026 **Work Schedule:** Monday through Friday, up to 40 hours per week.… more
    Raymond James Financial, Inc. (08/16/25)
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  • Manager of the Emergency Coordination Office

    MUFG (Tampa, FL)
    …in Information Technology, Cyber Security, Computer Science, or related discipline + 7 + years of experience working in the Cybersecurity Operations or Information ... the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities… more
    MUFG (08/14/25)
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