• Data Serving (Data Management, Data Analytics),…

    MUFG (Tampa, FL)
    …continually track enhancements required to maintain data consistency. **Qualifications** + 7 + years technology industry experience in Banking & Financial Services ... the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities… more
    MUFG (08/16/25)
    - Related Jobs

  • Summer Internship - RJFS Risk Management Intern…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …manages, and reports on risks in alignment with regulatory expectations from FINRA , SEC, and the Federal Reserve. **Job Summary** Under general supervision, uses ... and Regulatory Risk. **Start Date:** Monday, June 1, 2026 **End Date:** Friday, August 7 , 2026 **Work Schedule:** Monday through Friday, up to 40 hours per week.… more
    Raymond James Financial, Inc. (08/16/25)
    - Related Jobs

  • Manager of the Emergency Coordination Office

    MUFG (Tampa, FL)
    …in Information Technology, Cyber Security, Computer Science, or related discipline + 7 + years of experience working in the Cybersecurity Operations or Information ... the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities… more
    MUFG (08/14/25)
    - Related Jobs

  • US Experienced Financial Advisor

    Edward Jones (Tallahassee, FL)
    …the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los ... to think critically + Passion for new opportunities **Candidate qualifications:** + Series 7 and Series 66 required + Experience in financial services working with… more
    Edward Jones (08/13/25)
    - Related Jobs

  • Data Security Engineer, Vice President

    MUFG (Tampa, FL)
    …Science or Related Fields or relevant industry certifications and comparable experience + 7 -10 years' experience in data security and protection + Proven experience ... the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities… more
    MUFG (08/12/25)
    - Related Jobs

  • Private Bank Market Executive

    Bank of America (Naples, FL)
    …Executive would also be supported by a local Business Support Manager. Series 7 , 63, 65 or 66, and 24 required. **Responsibilities:** * Drive Responsible Growth ... o Drives an enterprise mindset and referral activity across disciplines **Required Skills:** * FINRA Licenses Required: S7, S66 OR S63 & S65, S24. * Strong business… more
    Bank of America (08/12/25)
    - Related Jobs

  • Internal Audit Manager - Wealth Management-…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …financial services, products and services, including relevant regulations (eg FINRA , SEC), especially those associated with broker-dealer and registered investment ... education, experience and/or training approved by Human Resources. **Licenses/Certifications** + SIE, Series 7 , CIA, CPA, or CISA Auditing Certification(s) preferred more
    Raymond James Financial, Inc. (08/09/25)
    - Related Jobs

  • Wealth Relationship Manager- Safe ACT

    Citigroup (Plantation, FL)
    …goal-oriented team player able to work without direction + US: Current Registration for FINRA series 6, 63, and 65 are required for the role. Individuals with Series ... 7 and 66 or equivalent are encouraged to apply. + Insurance group 1 required; will give 120 days to obtain if not already held. + This position requires the employee… more
    Citigroup (07/25/25)
    - Related Jobs

  • Private Client Relationship Manager

    First Horizon Bank (Orlando, FL)
    …on expense and operational efficiency **QUALIFICATIONS** + Bachelor's Degree Required. + FINRA : Maintains proper licenses including Series 7 , Series 66, the ... Securities Industry Essentials (SIE) Exam as applicable Life, Health, and Variable insurance licenses. Ensures that appropriate continuing education requirements are met where needed. + 5 or more years of sales and client management experience in Wealth… more
    First Horizon Bank (07/23/25)
    - Related Jobs

  • Sr. Financial Service Representative

    Bank of America (Jacksonville, FL)
    …Merrill Lynch Advice Access, and Self Directed Brokerage. **Required Qualifications:** + FINRA Securities Industry Essentials Examination (SIE), Series 7 & ... Series 63 licenses + One or more years of call center experience + Minimum of one year experience verbally delivering complex information clearly, concisely and with empathy, while quickly establishing trust and exuding positivity and confidence + Exhibits… more
    Bank of America (07/22/25)
    - Related Jobs