• Client Service Excellence Representative…

    Vanguard (OH)
    Have your FINRA Series 7 and 63 and a passion for serving others? Join our team of "crew" as a Client Service Excellence Center associate! About this Job: At ... Licensing Requirement: To be considered for this role, you must hold active FINRA Series 7 and Series 63 licenses. If you do not currently have these licenses… more
    Vanguard (01/07/26)
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  • Financial Advisor

    Hantz Group (Independence, OH)
    …Spending + Eligibility Requirements Vary *Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7 , FINRA Series 66, State Life, Accident ... & Health, Variable Contracts, State Property & Casualty | HFSI will sponsor and pay for all required licensing on a loan basis. The Company does not discriminate in employment opportunities or practices on the basis of race, color, religion, sex, national… more
    Hantz Group (12/30/25)
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  • Financial Planning Assistant

    Hantz Group (Maumee, OH)
    …+ Eligibility Requirements Vary + Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7 , FINRA Series 66, State Life, Accident & ... Health, Variable Contracts, State Property & Casualty | HFSI will sponsor and pay for all required licensing on a loan basis. The Company does not discriminate in employment opportunities or practices on the basis of race, color, religion, sex, national… more
    Hantz Group (11/30/25)
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  • Sr Compliance Manager - Compliance Testing…

    KeyBank (Brooklyn, OH)
    …reports to management** **Perform control reviews and testing in support of annual FINRA 3120/3130 and SEC 206(4)- 7 requirements.** **Manage and deliver annual ... FINRA 3120/3130 and SEC 206(4)- 7 reporting to management.** **Manage securities and insurance examinations...or investment industry experience** **Minimum 2 years supervisory experience** ** FINRA Series 7 and Series 24 (or… more
    KeyBank (01/10/26)
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  • Supervisor, Customer Success Team

    Coinbase (Columbus, OH)
    …adopt additional features, services, and products. What we look for in you (ie. job requirements): * FINRA License series 7 and 63 * FINRA License 24 OR 9 ... Wealth Management, Corporate Finance, Asset Management, FinTech or Crypto. Nice to haves: * FINRA License Series 3, 4, 65, or 66. * High level of proficiency in… more
    Coinbase (01/15/26)
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  • Licensed Customer Service Representative - PNC…

    PNC (Cleveland, OH)
    …service) may be considered. **Education** Associates **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 and 63 (or 66) required. **Pay ... as possible. The ISG team offers roles with and without FINRA licenses, and the path to obtain FINRA licenses to grow your career in the PNC Wealth Management… more
    PNC (01/09/26)
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  • JP Morgan Wealth Management - Market Director…

    JPMorgan Chase (Pepper Pike, OH)
    …performing Advisor team + Ability to travel 50% of the time + A valid and active FINRA Series 7 , 66 (or equivalent) is required + A valid and active FINRA ... Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc.… more
    JPMorgan Chase (01/11/26)
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  • Sales Assistant - PNC Wealth Management

    PNC (Cincinnati, OH)
    …participate in STEM OPT for this position. **Job Description** + Licensing requirements: FINRA Series 7 /63. + Provides sales, service and execution support for ... may be considered. **Education** Associates **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 and 63 licenses required. **Pay… more
    PNC (12/03/25)
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  • JP Morgan Wealth Management - Program Project…

    JPMorgan Chase (Columbus, OH)
    …SSRS, Tableau) + Business and technology consulting experience + Industry licensing (eg, FINRA Series 7 , 66, 9/10, State Life & Health Insurance license) ... and oversee execution of deliverables **Required Qualifications, Capabilities, and Skills** + 7 years of experience in the securities or investment industry + Strong… more
    JPMorgan Chase (12/20/25)
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  • Asset Based Lending Senior Business Development…

    Bank of America (Cincinnati, OH)
    …Strong oral, written and analytical/credit skills + Ability to travel for in-person meetings + FINRA 7 , 63 and 79 licenses (if not currently licensed, must be ... completed within 180 days of start date). **Desired Skills** + Completion of a bank credit training program. **Minimum Education Requirement:** High School Diploma / GED / Secondary School or equivalent **Shift:** 1st shift (United States of America) **Hours… more
    Bank of America (12/22/25)
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