- Vanguard (OH)
- Have your FINRA Series 7 and 63 and a passion for serving others? Join our team of "crew" as a Client Service Excellence Center associate! About this Job: At ... Licensing Requirement: To be considered for this role, you must hold active FINRA Series 7 and Series 63 licenses. If you do not currently have these licenses… more
- Hantz Group (Independence, OH)
- …Spending + Eligibility Requirements Vary *Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7 , FINRA Series 66, State Life, Accident ... & Health, Variable Contracts, State Property & Casualty | HFSI will sponsor and pay for all required licensing on a loan basis. The Company does not discriminate in employment opportunities or practices on the basis of race, color, religion, sex, national… more
- Hantz Group (Maumee, OH)
- …+ Eligibility Requirements Vary + Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7 , FINRA Series 66, State Life, Accident & ... Health, Variable Contracts, State Property & Casualty | HFSI will sponsor and pay for all required licensing on a loan basis. The Company does not discriminate in employment opportunities or practices on the basis of race, color, religion, sex, national… more
- KeyBank (Brooklyn, OH)
- …reports to management** **Perform control reviews and testing in support of annual FINRA 3120/3130 and SEC 206(4)- 7 requirements.** **Manage and deliver annual ... FINRA 3120/3130 and SEC 206(4)- 7 reporting to management.** **Manage securities and insurance examinations...or investment industry experience** **Minimum 2 years supervisory experience** ** FINRA Series 7 and Series 24 (or… more
- Coinbase (Columbus, OH)
- …adopt additional features, services, and products. What we look for in you (ie. job requirements): * FINRA License series 7 and 63 * FINRA License 24 OR 9 ... Wealth Management, Corporate Finance, Asset Management, FinTech or Crypto. Nice to haves: * FINRA License Series 3, 4, 65, or 66. * High level of proficiency in… more
- PNC (Cleveland, OH)
- …service) may be considered. **Education** Associates **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 and 63 (or 66) required. **Pay ... as possible. The ISG team offers roles with and without FINRA licenses, and the path to obtain FINRA licenses to grow your career in the PNC Wealth Management… more
- JPMorgan Chase (Pepper Pike, OH)
- …performing Advisor team + Ability to travel 50% of the time + A valid and active FINRA Series 7 , 66 (or equivalent) is required + A valid and active FINRA ... Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc.… more
- PNC (Cincinnati, OH)
- …participate in STEM OPT for this position. **Job Description** + Licensing requirements: FINRA Series 7 /63. + Provides sales, service and execution support for ... may be considered. **Education** Associates **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 and 63 licenses required. **Pay… more
- JPMorgan Chase (Columbus, OH)
- …SSRS, Tableau) + Business and technology consulting experience + Industry licensing (eg, FINRA Series 7 , 66, 9/10, State Life & Health Insurance license) ... and oversee execution of deliverables **Required Qualifications, Capabilities, and Skills** + 7 years of experience in the securities or investment industry + Strong… more
- Bank of America (Cincinnati, OH)
- …Strong oral, written and analytical/credit skills + Ability to travel for in-person meetings + FINRA 7 , 63 and 79 licenses (if not currently licensed, must be ... completed within 180 days of start date). **Desired Skills** + Completion of a bank credit training program. **Minimum Education Requirement:** High School Diploma / GED / Secondary School or equivalent **Shift:** 1st shift (United States of America) **Hours… more