- SMBC (Sacramento, CA)
- …Compliance Department. FCC is responsible for designing and maintaining the Bank's BSA/ AML , Sanctions, and Fraud Programs to ensure compliance with all applicable ... are seeking a detail-oriented and motivated Sr. Governance Program & Testing Associate to support the governance and oversight of financial crimes compliance… more
- Coinbase (Sacramento, CA)
- …is responsible for executing Compliance controls with adherence to Coinbase's BSA/ AML program, transaction monitoring, KYC, CDD, and EDD policies, procedures and ... Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure adherence to...a "culture of compliance" * Subject matter expert in AML compliance * Partner with Financial Crimes and second… more
- Umpqua Bank (Irvine, CA)
- …in implementing and maintaining a world class Fraud and Anti-Money laundering ( AML ) investigations and transaction monitoring program that provides the ability to ... be able to provide subject matter expertise and leadership in the field of AML and fraud investigations as well as understanding the risks associated and types of… more
- Cherry Bekaert (Sacramento, CA)
- …practice, we have an excellent opportunity for a **Senior Associate (Regulatory Compliance)** to join our team providing internal audit, ... power of the individual, keep reading. **As a Senior Associate , you will:** Work individually or as part of...for key areas including, but not limited to: + BSA/ AML and OFAC + Consumer Banking Regulations + Funds… more
- Banc of California (Camarillo, CA)
- …Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, ... state and federal) and Community Reinvestment Act (CRA). + Intermediate knowledge of bank products and services including Bank Secrecy Act compliance. + Effective organizational and time management skills. + Intermediate skills in computer terminal and… more
- Coinbase (Sacramento, CA)
- …institutions (eg GLBA) and the global financial regulatory frameworks (eg AML /KYC compliance, PSD2). * CIPP or similar certification(s) * Experience working ... with new and emerging privacy frameworks, specifically with experience in Canada and LATAM. Req ID: P71481* * \#LI-Remote *Pay Transparency Notice:* Depending on your work location, the target annual salary for this position can range as detailed below. Full… more
- Robert Half Office Team (San Diego, CA)
- …the CEO (a senior financial advisor and firm owner) and the Advisory Associate across a wide range of responsibilities, including executive support, family office ... of both daily and strategic tasks. Reports to the CEO's Advisory Associate . Key Responsibilities Family Office & Client Administration + Manage household payments… more
- Banc of California (Carlsbad, CA)
- …management and operations + High School Diploma or equivalent is required + Associate 's degree or higher is preferred + Current California driver's license and a ... Secrecy Act (BSA), in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA… more