- Capital One (Wilmington, DE)
- Senior Manager, Know Your Customer ( KYC ) Advisory Governance The Senior Manager, Know Your Customer ( KYC ) Advisory Governance performs a key risk management role ... and line of business processes comply with applicable Anti-Money Laundering ( AML ) laws, regulations and guidance. While working within the Compliance Management… more
- City National Bank (Newark, DE)
- * KYC REVIEW ANALYST SENIOR- OPS* WHAT IS THE...May assist with training of new hires and conduct quality control review/adit of junior level analyst ... with BSA and USA Patriot Act. Responsible for the quality assurance and integrity of the "Know Your Client"... assurance and integrity of the "Know Your Client" ( KYC ) program on new and existing client relationships. Perform… more
- City National Bank (Newark, DE)
- …Responsible for monitoring, analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of the Bank's BSA Program ... new and/or updates policy and procedures related to BSA, AML , OFAC and the USA PATRIOT Act Bank wide....procedures and internal controls to promote an effective BSA control environment, under the guidance of the BSA Risk… more
- City National Bank (Wilmington, DE)
- …interact with all levels of Bank personnel and outside contacts. * Experience with quality control , audit or compliance testing is preferred. * Support Financial ... analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of...in a BSA/OFAC specific role (such as those involving KYC , EDD, financial crime investigations, compliance) at a financial… more
- M&T Bank (Dover, DE)
- …and ensure timely resolution. + Lead Bank Secrecy Act (BSA)/Anti-Money Laundering ( AML )/Know Your Customer ( KYC ) processes, validate entity documentation, and ... belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together… more