- M&T Bank (Buffalo, NY)
- …responsible for managing the execution of the BSA/ AML audit plan across the core AML pillars such as KYC , SAR, OFAC, etc. This role also has responsibility ... be beneficial. The role will include coaching team members to deliver a quality product in line with department and industry standards and expectations. The Audit… more
- MUFG (New York, NY)
- …Officers, Technology and Operations. + Define the enterprise data governance, management and quality control program for MUFG Americas. + Build and implement the ... Data Management Integrated Control Framework (DMICF), including detailed data quality ...and Regulatory Reports, Financial Crimes Prioritized Processes such as AML , KYC and Transaction Filtering, and a… more
- ManpowerGroup (New York, NY)
- …**Pay Range:** $50/HR W2 **What's the Job?** + Conduct quality assurance and quality control assessments on KYC (CDD/EDD) processes. + Review and analyze ... organization in the financial services industry, is seeking a Quality Assurance / QC with EDD/CDD to join their...transaction monitoring reports to ensure compliance with AML regulations. + Collaborate with team members to identify… more
- Citigroup (New York, NY)
- …Market Risk, Credit Risk, Operational Risk, Model Risk,** **Financial Crimes; including KYC , AML , AB&C, Sanctions and Consumer Regulations.** + **Strong ... independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior… more
- Neuberger Berman (New York, NY)
- …lifecycle (ie, from sales/marketing, client data collection, client onboarding, AML / KYC , SMA model management, trading/settlement, client reporting, escalation ... also driving immediate tactical changes to improve delivery scalability and quality . Cross-Neuberger partnership will be critical to ensure Neuberger's Intermediary… more
- Citigroup (New York, NY)
- …leading high performing teams + In-depth knowledge of client onboarding requirements, including KYC and AML + Excellent verbal and written communication skills + ... knowledge as well as servicing best practices. Has responsibility for volume, quality , timeliness and delivery of end results of the wealth management team,… more
- Scotiabank (New York, NY)
- …day-to-day operations by partnering with GTB and key support and control functions + Onboard/offboard employees - seating plan, equipment needs, coordination, ... systems and knowledge Regulatory and Controls: + Strengthen and develop the control environment by promoting an understanding and adherence to the existing… more
- Citigroup (New York, NY)
- …with internal and regulatory policies on Risk, Control , Know Your Customer ( KYC ) and Anti Money Laundering ( AML ). Foster the highest standards of ethics, ... balanced risk / reward framework while driving business growth. Enhancing the quality of client relationships by providing strategic content and advice, reaching… more
- M&T Bank (Mamaroneck, NY)
- …*Regularly review customer information to ensure compliance with BSA (Bank Secrecy Act), AML (Anti-Money Laundering) and KYC (Know + Your customer) requirements ... experienced Financial Advisors, Licensed Bankers and Business Banking staff to ensure quality investment and insurance referrals. + *Meet or exceed established sales… more
- TD Bank (New York, NY)
- …of Retail Banking systems, applications, processes, and procedures + Knowledge of KYC , ATF and/or AML regulations, requirements, and procedures + Strong ... vendors, or our Customers + Leads, coaches, and models quality advice and service delivery at every interaction +...profile, customer, and employee experience agendas and risk and control culture + Creates an extraordinary place to work;… more