- PNC (New York, NY)
- …Audit Manager Sr, you will be within PNC's Internal Audit organization, supporting the AML Audit team. This position is primarily based in a PNC location. Preferred ... regular basis. Some responsibilities may be performed remotely, at manager's discretion. The AML Audit Team prefers a candidate with experience in - Cryptocurrency -… more
- Guardian Life (New York, NY)
- …anti-financial crimes risk assessments and related action plans. + Uses and performs quality assurance testing on industry databases, systems, and reports to ... expertise to business partners. Assists in developing fraud controls, fraud monitoring and developing processes and procedures to identify and prevent misconduct.… more
- Mizuho Corporate Bank (New York, NY)
- …Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the Financial Crime Compliance ... will be expected to perform ongoing testing of the AML Transaction Monitoring , KYC, and Sanctions procedures...of control and to evaluate the word product for quality , accuracy and sound decision making. + Communicate QA… more
- Mizuho Corporate Bank (New York, NY)
- Job Description: Experienced BSA/ AML professional within the KYC Onboarding Operational Control team to perform a high- quality 4-eye (QA) review of the KYC for ... new clients. Knowledgeable and experienced BSA/ AML individual reviewing onboarding KYC, both onshore and off...internal and external clients. Duties in performing a high quality 4-eye review will include verification of client data,… more
- ManpowerGroup (New York, NY)
- Our client, a leading organization in the financial services industry, is seeking a Quality Assurance / QC with EDD/CDD to join their team. As a Quality ... QC with EDD/CDD, you will be part of the Quality Assurance department supporting the compliance team....on KYC (CDD/EDD) processes. + Review and analyze transaction monitoring reports to ensure compliance with AML … more
- TD Bank (New York, NY)
- …diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Provides/Executes skilled AML /ATF/Sanctions/ABAC ... AML /ATF/Sanctions/ABAC risk assessment framework + Ensures that assessments ( monitoring , risk assessment etc.) are completed and communicated in a dynamic… more
- TD Bank (New York, NY)
- …diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Provides/Executes skilled AML /ATF/Sanctions/ABAC ... AML /ATF/Sanctions/ABAC risk assessment framework + Ensures that assessments ( monitoring , risk assessment etc.) are completed and communicated in a dynamic… more
- TD Bank (New York, NY)
- …the completion of necessary compliance/new process assessment templates + Contributes to Quality Assurance activities by supporting the development of test ... and works on various systems and data related projects that analyzes current AML processes, design technical solutions that include but not limited to the… more
- ManpowerGroup (New York, NY)
- …to BSA/ AML and Sanctions risks. + Performing compliance testing and quality assurance reviews to identify weaknesses and improvement opportunities. **What's ... Due Diligence (EDD) on clients in accordance with established procedures. + Monitoring and investigating alerts generated by the Transaction Monitoring System… more