• Senior Lead Compliance Officer - Structured…

    Wells Fargo (Charlotte, NC)
    …applicable FINRA, SEC, FRB, and OCC rules. + Provide compliance advisory support for Asset - Backed Securities ( ABS ) issuance, syndication, and lending ... on regulatory requirements impacting Structured Products Group (SPG) including Regulation Asset - Backed Securities (Regulation AB), Regulation RR, Volcker… more
    Wells Fargo (08/30/25)
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  • Asset Backed Securities…

    Wells Fargo (Charlotte, NC)
    The Asset - Backed Securitization ( ABS ) group within the Structured Products Group provides financing (warehouse, permanent, term) and capital markets ... + 5 years capital markets industry experience. Experience in originating/underwriting ABS capital markets transactions and/or credit facilities or similar CLO, CMBS,… more
    Wells Fargo (08/26/25)
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