- Coinbase (Charlotte, NC)
- …connection, and alignment. Attendance is expected and fully supported. The Senior Data Analyst , Internal Audit IT will work within the IT Internal ... as the ability to build metrics and reports to support internal audit activities. The ideal candidate will work highly independently, identifying creative solutions… more
- Coinbase (Charlotte, NC)
- …to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX initiatives ... Essential to scaling is building and running a security compliance program that reflects how we protect the data...creating training material to owners in preparation for SOX audit * Lead security control gap assessments over SOX… more
- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function ... + Bachelor's degree and three (3) years of experience in compliance , quality assurance/control, audit , or other related compliance function specific to a… more
- WTW (Charlotte, NC)
- **Description** **The Role** We are seeking an organized and detail-oriented Retirement Plan Compliance Analyst to join our team. As a compliance analyst ... and best practices to ensure use of cutting-edge tools and language. ** Compliance :** Ensure all plan documents comply with ERISA regulations and other applicable… more
- UMB Bank (Raleigh, NC)
- …of administering effective compliance monitoring and other mandated programs. As a Compliance Testing Analyst , you will carry out the testing function of UMB ... Accounting or Finance) OR + You have at least two (2) years compliance , audit or quality control experience with a financial institution, consulting firm, or… more
- Prime Therapeutics (Raleigh, NC)
- …fuels our passion and drives every decision we make. **Job Posting Title** Compliance Analyst Principal (Performance and Oversight) - Remote **Job Description** ... reporting to the Corporate Compliance Committee (CCC) and Finance, Compliance & Audit Committee (FCA) meeting materials. + Act as a liaison between technical… more
- American Express (Charlotte, NC)
- …**Minimum Qualifications:** + A minimum of three years of experience in BSA-AML compliance , investigations, law enforcement, the legal field, audit , or in the ... US Investigations Unit (USIU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC). USIU… more
- Anywhere Real Estate (Charlotte, NC)
- Job Summary We're looking for a Senior Data Privacy & Compliance Analyst with a collaborative mindset to join our team and help protect the personal data of ... matter experts and business process owners in Legal, Product, Marketing, Internal Audit , and other departments to develop, implement, and improve solutions and… more
- US Bank (Charlotte, NC)
- …trends that impact the business line; + Thorough knowledge of Risk/ Compliance / Audit competencies; and + Proficient computer skills, especially Microsoft ... you excel at-all from Day One. **Job Description** Conduct regulatory compliance reviews of brokerage, investment advisory, institutional capital markets and… more
- Coinbase (Charlotte, NC)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...you:* * 6+ Years hands-on experience in executing QA, Audit , or as a Financial Crime Investigator * Working… more