- American Express (New York, NY)
- …Risk & Compliance (GRC) teams. **How will you make an impact in this role?** This ** Director of Regulatory & Audit Exam Management** will be responsible for ... define the future of American Express. American Express National Bank is American Express' US banking operation, representing more...help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam team will support… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... of advice and decisions on the well-being of the Bank , as well as its customers, its employees and...processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + Provides prompt… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Job Description:** This Director - Compliance role will be a key member of the TDS US Compliance ... Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created team within US Wholesale Compliance focused on… more
- Mizuho Corporate Bank (New York, NY)
- …testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit ) related to credit risk.In accordance ... SUMMARYManage and maintain a robust audit program and risk management framework, including leading...tools and resources and sharing of best practices.Working with Director /Executive Director , identify and implement efficiencies and… more
- American Express (New York, NY)
- …**About the Role:** Our Internal Audit group is seeking an eager Cybersecurity Audit Director to help advance and grow our audit coverage across ... IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations;...a category I, II or III global systematically important bank (GSIB) + Experience testing all IT General Control… more
- Mizuho Corporate Bank (New York, NY)
- …City Office Job Description + Under the direction of the Vice President or Director , execute a robust audit program including performing the timely execution of ... approach, preparing testing documents and reports for issues (eg regulatory , third-party and internal audit ) related to...Audit Groups, as needed. + Assist the Vice President/ Director with maintaining an Off-Site Monitoring Program for the… more
- M&T Bank (Buffalo, NY)
- …including continuous auditing and validation procedures, with minimal oversight from the Senior Director - Audit and in a risk focused manner for designated ... for the department. + Work closely with the Senior Director - Audit concerning staffing, performance appraisals,...audit services, which meet the requirements of the Audit Committee and regulatory expectations. This senior… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** **Position:** Director & Counsel, US Tax Planning, TD Bank , New York **Specific ... Isbell, VP, Head of US Tax **Position Summary** The Director & Counsel, US Tax Planning is responsible for:...highly complex financial management/ specialized accounting / taxation / audit / regulatory reporting and operational issues… more
- TD Bank (New York, NY)
- …audit partners to ensure successful delivery of program requirements. + Assist with regulatory and audit requests. + Provide backup to general AML compliance ... enhancing their knowledge and expertise; employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of… more
- TD Bank (New York, NY)
- …products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS ... is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations....will work with you to meet your needs. The Director Governance & Control partners with the Business and… more