- TD Bank (New York, NY)
- …with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will involve: ... an operating model to maximize efficiency, effectiveness and scalability + Strong regulatory remediation partnership to drive through Internal Audit Validations… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... guidance and expertise on regulatory requirements and assisting business...registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of… more
- M&T Bank (Buffalo, NY)
- …methodology of the Internal Audit division and ensure Internal Audit practices meet regulatory and industry requirements. **Primary Responsibilities:** ... implement change effectively + Specific subject matter expertise regarding internal audit methodology and applicable regulatory expectations. **Education and… more
- M&T Bank (Buffalo, NY)
- …application of technical accounting rules related to financial services industry. FASB/SEC/ Regulatory accounting/reporting \#LI-RS1 M&T Bank is committed to ... **Overview:** Group Director of three Product Controllers and their support...their support staff for M&T's major business lines: Commercial Bank , Retail Bank and Institutional Services and… more
- M&T Bank (Buffalo, NY)
- …and Federal Regulatory Agencies, and support organizations such as Internal Audit and Legal. + Identify program gaps and develop remediation plans to address ... develop and improve training and materials utilized by the department and/or the Bank . + Direct participation in specific regulatory inquiries, examinations and… more
- TD Bank (New York, NY)
- …products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS ... is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations....will work with you to meet your needs. The Director Governance & Control partners with the Business and… more
- M&T Bank (Buffalo, NY)
- …ensuring the quality and performance of the loan portfolio align with the bank 's risk appetite and regulatory requirements. **Primary Responsibilities:** + Lead ... Buffalo, NY **Overview:** The Leveraged Lending Commercial Credit Regional Segment Director is responsible for overseeing the credit risk management, underwriting… more
- US Bank (New York, NY)
- …skills and discover what you excel at-all from Day One. **Job Description** US Bank is seeking an experienced Model Validation Director for our Credit, Allowance ... At US Bank , we're on a journey to do our...with key stakeholders throughout validation process, regulators and internal audit to discuss justification and reasoning behind validation and… more
- Huntington National Bank (New York, NY)
- …financial statements, conducting credit checks and assuring loan meets all policy and regulatory requirements. + Promote and cross-sell other bank products and ... Description Summary: The Managing Director - Warehouse Lending for CSG - Corporate...of the Corporate Mortgage Finance Group vertical for Huntington Bank and will serve as a point person in… more
- TD Bank (New York, NY)
- …expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank /systemically important ... for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global… more