- Mizuho Corporate Bank (New York, NY)
- …and assist with audit planning, budgeting and monitoring. Support the Managing Director Global Coordination Group with reporting of audit status, issues, and ... About The TeamThe Internal Audit Department Americas (IADA) provides internal audit...to the branches, representative offices and agencies of Mizuho Bank , Ltd. in the Americas, and to Mizuho … more
- KeyBank (Amherst, NY)
- …monitoring of Asset Management engagements to evaluate Key's compliance with regulatory requirements. The Director must have comprehensive knowledge of ... the Bank 's policies and procedures are consistent with applicable regulatory requirements and expectation and industry best practices. + Responsible for the… more
- Citigroup (New York, NY)
- …impact. + Drive robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory exams in Investment Solutions, ... combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank . It serves...data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory … more
- M&T Bank (New York, NY)
- …work might be a possibility, IF the final candidate is not near an M&T Bank office in one of the above referenced locations._** **Overview:** Leads a team within ... Corporate Treasury that directs strategic management and trading for the bank 's Derivatives Portfolio and MSR Hedging. This position will be responsible for leading… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …are inspection ready, oversee clinical trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data ... and that clinical-trial data are credible. Current and in-depth knowledge of audit techniques and government regulatory inspection procedures + Strong engagement… more
- TD Bank (New York, NY)
- …Global Systemically Important Bank (GSIB), or the equivalent experience at a regulatory body (eg, leading a bank or broker/dealer exam team). + Surveillance ... framework across trade and communications monitoring. The incumbent will report to the Director of Surveillance Quality Assurance and will be part of the broader… more
- Scotiabank (New York, NY)
- …library, with governance over change management and policy updates. + Supported regulatory and audit examinations by coordinating timely and accurate responses ... Director , US RCSA Program, 1LOD **Requisition ID:** 233240...strengthening the firm's risk management framework by driving consistency, regulatory alignment, and continuous improvement in control effectiveness. **What… more
- Santander US (New York, NY)
- Director , GRC & CISO Office, Information Security Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... Want to Talk to You!** **The Difference You Make** : The Director , Information Security designs, develops, operates and manages comprehensive security architectures,… more
- Capital One (New York, NY)
- Senior Director , Lead AML Advisor for Card Business Capital One is a leading banking and technology company seeking to reimagine banking. One of our key risk ... Capital One's products, services, risks, and capabilities. The Senior Director , Lead AML Advisor for Capital One's Card lines...team of dedicated AML risk managers aligned to Commercial Bank , with the goals of providing holistic end-to-end risk… more
- American Express (New York, NY)
- …American Express. **How will you make an impact in this role?** This ** Director - US Consumer Deposits Compliance** position will play a critical leadership role ... American Express Savings Accounts offered through American Express National Bank . The position provides independent compliance oversight and second-line challenge… more