- CIBC (New York, NY)
- We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. ... achieving the mandate to be a premier client-focused global bank . The Business Management Risks and Controls team (the...people, technology, processes or external events that arise from audit and control testing. The role applies advanced concepts… more
- CIBC (New York, NY)
- We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. ... You will collaborate closely with traders, treasury, operations, financial control, audit , technology, middle office, and other teams within CMRM. The position… more
- Akwesasne Mohawk Casino Resort (Hogansburg, NY)
- …recording and tracking procedures depending on the event. + Casino Cage & Credit: (6wk training) audit consisting of; + The Main Bank , Satellite Bank , Chip ... and performing an extensive review to ensure to comply with all necessary regulatory expectations. + Over/Short, handpay: (4wk training) audit consisting of; +… more
- KeyBank (Amherst, NY)
- …the Bank 's policies and procedures are consistent with applicable regulatory requirements and expectation and industry best practices. + Responsible for managing ... with mid to senior level management, other internal clients and peers, internal audit , industry peers, and regulatory examiners. + Participate in special… more
- Scotiabank (New York, NY)
- …efficient testing and reporting experience. **What You'll Bring** + 5-7 years of compliance, audit or regulatory exam support, at least 3 of which should involve ... compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on...management and validation testing efforts. + Understand how the Bank 's risk appetite and risk culture should be considered… more
- Scotiabank (New York, NY)
- …compliance and regulatory review. **What You'll Do** Reporting to the Director , you will manage a portfolio of assigned accounts, including responsibility for: + ... with clients directly, where appropriate, in partnership with the Director and front-line Banking officers. In addition to SAM,...relates to problem loans and credit. + Support internal/external audit reviews, as well as regulatory inquiries.… more
- American Express (New York, NY)
- …you will help us define the future of American Express. American Express National Bank is American Express' US banking operation, representing more than 60% of the ... the administration of programs and services provided by AENB, in partnership with Bank affiliates and executive officers. In addition, the team plays an enterprise… more
- University of Rochester (Albany, NY)
- …payers. Represents Medical Staff Office and Credentials Verification Organization (CVO) for regulatory audit /surveys by the JC, NCQA, DOH, CMS, Delegated ... board certifications, proof of professional liability insurance, National Practitioner Data Bank (NPDB) and/or other sources as required based on Joint Commission… more
- KeyBank (Buffalo, NY)
- …4910 Tiedeman Road - Brooklyn, Ohio 44144 **About the Job** Reporting to the Director of Finance Operational Risk Management Oversight, this 2nd Line of Defense role ... that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk levels that...KeyCorp overall. **Essential Job Functions** + Working with the Director , Finance Operational Risk Management Oversight, this 2nd Line… more
- Citigroup (Queens, NY)
- …impact. + Drive robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory exams in investment and ... combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank . It serves...Investments and Insurance Risk Assessment and Control Design Managing Director will be responsible for leading a team that… more