- TD Bank (Fort Lauderdale, FL)
- …on professional judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager ** **will lead assigned ... presentations, identify potential concerns, and escalate as necessary. The Compliance Audit & Exam Manager ...Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer , commercial,… more
- Citigroup (Tampa, FL)
- …role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the global ... of the IA methodology. In this role, you will be primarily partnering with the audit teams responsible for Risk and Compliance globally and also supporting the… more
- First Horizon Bank (Miami, FL)
- …responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to: + understand and identify the ... full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design adequacy in complex business… more
- Coinbase (Tallahassee, FL)
- …purpose and mission of Internal Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. ... performance standards, ensure high-quality deliverables, and drive timely execution of audit and compliance activities. * *Continuous Improvement & Innovation:*… more
- American Express (Sunrise, FL)
- …monitored and controlled. **How will you make an impact in this role?** The Manager of Consumer Practices Compliance is responsible for assisting in ... + 4-5 years of demonstrated consumer financial services experience in a compliance , legal, audit or risk role + Substantive knowledge of UDAP/UDAAP and… more
- American Express (Sunrise, FL)
- …General Counsel Office, Operational Excellence, Independent Compliance Testing, Privacy, Internal Audit Group). + Keep abreast of US consumer regulations and ... and mobile banking products & platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred.… more
- TD Bank (Jacksonville, FL)
- …role. **Line of Business:** Financial Crimes & Fraud Mgmt **Job Description:** The Senior Manager , KYC leads, develops and oversees the work of a dynamic team of ... + Ensures that personal and teamwork products are fit for purpose and audit /regulator ready + Suggests process improvements to drive better results from efficiency,… more
- TD Bank (Fort Lauderdale, FL)
- …corporate oversight compliance risk management program.** The **Corporate Office Compliance Business Oversight Manager ** is responsible for assisting with ... the administration of the **third-party compliance oversight program,** with an emphasis on **... interests remain a top priority. **Job Summary:** The Compliance Business Oversight Manager provides advice, support… more
- Coinbase (Tallahassee, FL)
- …Attendance is expected and fully supported. We are seeking an experienced Compliance Program Manager to oversee the execution of high-priority regulatory ... ensure compliance with global AML regulatory bodies. The Program Manager will ensure the integration of regulatory requirements into policies, overseeing their… more
- The ODP Corporation (Boca Raton, FL)
- **Overview** The Senior Manager , Global Trade Compliance will be responsible for managing and overseeing all customs and trade compliance activities for the ... impact. **Primary Responsibilities:** + Manage and lead Veyer's Customs & Trade Compliance program to ensure all imported and exported products comply with all… more