• SMBC (New York, NY)
    …& finance industry to work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design and ... employees. **Role Description** SMBC is seeking an experienced Liquidity Audit Manager with a minimum of 7...audit professionals. - Effectively communicate with stakeholder and audit senior management to clearly articulate … more
    DirectEmployers Association (08/19/25)
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  • SMBC (New York, NY)
    …benefits to its employees. **Role Description** SMBC is seeking an experienced Vice President - Audit Manager with a minimum of 8 years of experience in the ... dealer & financial industry to work within the Internal Audit Department. The Audit Manager ...and swap dealer businesses - Strong understanding of market risk management framework for trading products, including… more
    DirectEmployers Association (09/03/25)
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  • SMBC (New York, NY)
    …Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal ... its employees. **Role Description** SMBC is seeking an experienced audit manager with a minimum of 10...Markets and Securities front office teams Strong understanding of risk management framework for trading activities and… more
    DirectEmployers Association (10/23/25)
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  • Tradeweb (New York, NY)
    …leadership and business, technology and corporate teams to manage the end-to-end audit life-cycle including conducting risk assessments, engagement planning, ... audit teams, to support the delivery of periodic risk assessments and annual planning to develop the Internal...coach team members and monitor their performance against internal audit methodology requirements + Perform manager reviews… more
    DirectEmployers Association (10/16/25)
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  • SMBC (New York, NY)
    …of benefits to its employees. **Role Overview** The Vice President (VP) in the Risk Management Coordination Team plays a pivotal role in operational coordination ... affiliates, Head Office, and regulatory bodies. - Collaborate effectively with internal risk management colleagues and leadership. - Apply strong analytical… more
    DirectEmployers Association (08/01/25)
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  • RGP (New York, NY)
    …compliant and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance, and audit remediation across banking, ... an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance...a strategy consulting firm (required). + Extensive experience in risk management , regulatory compliance, and digital technology… more
    DirectEmployers Association (08/28/25)
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  • PSEG Long Island (Bethpage, NY)
    … responses, remediation plans, and track closure of findings. o Collaborate with IT Risk Management , Cybersecurity, and Audit teams to ensure controls ... Project Management Professional Certification (PMP) - Certified Information Security Manager (CISM), Certified in Risk and Information Systems Control… more
    DirectEmployers Association (10/25/25)
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  • HSBC (Buffalo, NY)
    Sanctions Advisory Manager Brand: HSBC Area of Interest: Risk and Compliance Location: Buffalo, NY, US, 14210 Work style: Hybrid Worker Date: 21 Oct 2025 In ... for HSBC US. The US Financial Crime Sanctions Advisory Manager is responsible for providing subject matter expertise and...+ Identify, review, and mitigate sanctions and export controls risk posed by HBUS customers, including through Know Your… more
    DirectEmployers Association (10/23/25)
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  • HSBC (New York, NY)
    …and is likely to come under scrutiny as part of any major regulatory investigation. Management of Risk + Ensure all actions take account of the likelihood of ... Substansial experience as a regulator, or a senior compliance manager across all areas of Compliance risk ...formal accountancy qualification or professional background in a relevant risk or audit discipline As an HSBC… more
    DirectEmployers Association (10/23/25)
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  • SMBC (New York, NY)
    …for producing management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other governance forums, including ... the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit , and Technology. The...Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk… more
    DirectEmployers Association (10/09/25)
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