- SMBC (New York, NY)
- …& finance industry to work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design and ... employees. **Role Description** SMBC is seeking an experienced Liquidity Audit Manager with a minimum of 7...audit professionals. - Effectively communicate with stakeholder and audit senior management to clearly articulate … more
- Warner Music Group (New York, NY)
- …impactful way. Our work includes SOX, operational audits, and proactive risk management for the business. The Internal Audit department partners with the ... recommendations. We continuously look for ways to improve our audit and risk management processes...the organization. **Your role:** We are seeking an Internal Audit Manager to join our growing team.… more
- Tradeweb (New York, NY)
- …leadership and business, technology and corporate teams to manage the end-to-end audit life-cycle including conducting risk assessments, engagement planning, ... audit teams, to support the delivery of periodic risk assessments and annual planning to develop the Internal...coach team members and monitor their performance against internal audit methodology requirements + Perform manager reviews… more
- RGP (New York, NY)
- …compliant and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance, and audit remediation across banking, ... an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance...a strategy consulting firm (required). + Extensive experience in risk management , regulatory compliance, and digital technology… more
- PSEG Long Island (Bethpage, NY)
- … responses, remediation plans, and track closure of findings. + Collaborate with IT Risk Management , Cybersecurity, and Audit teams to ensure controls ... Project Management Professional Certification (PMP) + Certified Information Security Manager (CISM), Certified in Risk and Information Systems Control… more
- Stony Brook University (Stony Brook, NY)
- …Research Security part of the Office for Research and Innovation. The DUA Contract Manager is responsible for the full lifecycle management of Data Use ... Data Use Agreement Manager **Required Qualifications (as evidenced by an attached...(4) years of full-time directly related experience in contract management . Significant experience drafting, analyzing, and negotiating contracts. In… more
- HSBC (New York, NY)
- Sanctions Advisory Manager Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 21 Oct 2025 In ... for HSBC US. The US Financial Crime Sanctions Advisory Manager is responsible for providing subject matter expertise and...+ Identify, review, and mitigate sanctions and export controls risk posed by HBUS customers, including through Know Your… more
- HSBC (New York, NY)
- …and is likely to come under scrutiny as part of any major regulatory investigation. Management of Risk + Ensure all actions take account of the likelihood of ... Substansial experience as a regulator, or a senior compliance manager across all areas of Compliance risk ...formal accountancy qualification or professional background in a relevant risk or audit discipline As an HSBC… more
- SMBC (New York, NY)
- …for producing management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other governance forums, including ... the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit , and Technology. The...Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk… more
- Neuberger Berman (New York, NY)
- …years of experience in financial services, with significant experience in business controls, risk management , audit , or compliance within Wealth ... environment. This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and… more
