- Coinbase (Albany, NY)
- …procedures and training. * Coordinate closely with cross functional partners in Legal, Operations, Risk , Tax, Finance and Audit to ensure a best-in class control ... framework. * Partner with exam management team to respond to all regulatory exams and inquiries. * Work with Market Surveillance team and Clearing Firm to ensure… more
- M&T Bank (New York, NY)
- …and controls in accordance with the Company's Risk Appetite. + Identify risk -related issues needing escalation to management . + Promote an environment that ... **Overview:** Serves as a member of the Management Development Program (MDP) and participates in ten...vary by department and are assigned by the department manager . The position may be responsible for additional projects… more
- M&T Bank (Getzville, NY)
- …and controls in accordance with the Company's Risk Appetite. + Identify risk -related issues needing escalation to management . + Promote an environment that ... **Overview:** Serves as a member of the Management Development Program (MDP) and participates in ten...vary by department and are assigned by the department manager . The position may be responsible for additional projects… more
- Bank of America (New York, NY)
- …**Job Description:** This job is responsible for conducting auditing activities of model risk management across the company and for specific business units or ... Risk models + Familiar with regulations and regulatory guidance on model risk management **Desired Qualifications:** + Master's degree or above + Prior… more
- TD Bank (New York, NY)
- …and business conduct issues + Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + ... activities is a core competency. The Director Trading Business Management TDS is responsible for the planning, direction, and...onboarding of new automated trading activities + Assist in risk assessment and market abuse risk assessments… more
- Capital One (New York, NY)
- …in key regulatory and audit requirements and three lines of defense risk management framework + Ability to navigate "white space" or ambiguous situations ... experience + At least 10 years of privacy, compliance, risk management , legal or audit ... experience + Certified Information Privacy Professional (CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager… more
- M&T Bank (Buffalo, NY)
- …and controls in accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . + Promote an environment that ... on projects, and provide analytical and operational support under guidance of a manager or more senior analyst. **Banking Services: Who are We?** Banking Services is… more
- Bank of America (New York, NY)
- …using tools and techniques, including Technology platforms used by client facing employees, change management tools, and risk and issue management tools to ... Product Management - Transformation Analyst Charlotte, North Carolina;New York,...Lines of Business and partner organizations, including Technology and Risk , leading them to negotiate decision making for efficient… more
- JPMorgan Chase (New York, NY)
- … Risk , Operations, Technology, Digital, Marketing, Strategy, and Supervisory Management to understand projects, determine business requirements, and drive next ... Join our dynamic team as a Business Management Associate, where you'll play a key role...a meaningful impact on organizational growth. As a Business Manager in the US Private Bank Investments business, you… more
- St. George's University (Great River, NY)
- …these teams support financial aid operations, compliance, audits, training, and enrollment management . The role is accountable for audit readiness across ... and timely delivery of federally required financial aid information, reducing compliance risk and audit findings. This position reports to the Chief… more