- TD Bank (New York, NY)
- …implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance coverage plan. ... Compliance Oversight program, including evaluating program design elements, analyzing Risk Owner testing and monitoring routines contributing to Compliance coverage… more
- M&T Bank (Buffalo, NY)
- …enhance internal controls to mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management . + Promote an environment that ... + Manage and participate in daily operations of the Bank's contracted travel management company, providing guidance and setting priorities for assigned staff as well… more
- City of New York (New York, NY)
- …implementation of EHS programs within the various groups, including those associated with Risk Management Programs (RMP) and Process Safety Management (PSM). ... of the City. The Bureau of Water Supply seeks to hire an Administrative Manager , M-3 to serve as Director, Environmental, Health and Safety in the Environmental,… more
- M&T Bank (Buffalo, NY)
- …internal controls to mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management . + Maintain M&T internal control ... custom correlation rules, and detection models tailored to the organization's unique risk profile and threat landscape. + Architect and implement advanced methods… more
- M&T Bank (Buffalo, NY)
- …enhance internal controls to mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management . + Promote an environment that ... enrollment requirements and eligibility for programs managed, as well as negotiations, management , and quality of products and services from supporting vendors and… more
- Neuberger Berman (New York, NY)
- …years of experience in financial services, with significant experience in business controls, risk management , audit , or compliance within Wealth ... environment. This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and… more
- TD Bank (New York, NY)
- … systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Ensure TDS meet regulatory requirements as it related to ... Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance… more
- Bank of America (New York, NY)
- …Problem Solving + Reporting + Attention to Detail + Critical Thinking + Data Quality Management + Prioritization + Risk Management + Analytical Thinking + ... in the representation of the reporting function to control partners (eg, Audit and Compliance) * Identifies, tracks, and remediates errors, breaches, data issues,… more
- UMB Bank (Albany, NY)
- …will identify and communicate compliance deficiencies and potential issues to Corporate Risk Management and business partners and communicate efficiencies and ... **Corporate Compliance Services** partners with UMB management in its obligation to effectively manage compliance and related risks within the UMB family of… more
- Wellington (New York, NY)
- **About Us** **Wellington Management ** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary… more