- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Audit Manager - Executive Director on the Financial Crimes Audit Team. This is an individual contributor role ... with supervisory responsibilities; however, no direct reports. The Financial Crimes Audit Team (FiCAT) provides horizontal audit coverage of financial crimes… more
- NTT DATA North America (Charlotte, NC)
- …to improve the control environment **Required Qualifications:** + Experience Range: 7-10 years ( Audit Manager ) + Strong internal audit experience + Good ... **Job Description:** This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit … more
- Fifth Third Bank, NA (Charlotte, NC)
- …and scoring. This manager may also be required to provide targeted AML and OFAC training to business unit staff and performing other assigned tasks related ... currency + Five years of related work experience, preferably with a BSA/ AML compliance department, internal audit , regulated FinTech, or regulatory agency.… more
- Truist (Raleigh, NC)
- …maintaining FircoSoft Continuity & Trust applications for Sanctions Screening, AML , and regulatory compliance throughout the applications lifecycle. The developer ... systems to comply with Trust standards as well as AML case management platforms such as Actimize and SAS...tools for regulatory monitoring. 4. Participate in compliance reviews, audit reviews, and remediation plan reviews to ensure solution… more
- Huntington National Bank (Charlotte, NC)
- …Roles & Responsibilities: + Perform upfront due diligence reviews, including credit, AML and risk policy review and approval + Determine lessons learned from ... Preferred Qualifications: + Experience with card brand bank sponsorship on site audit processes + Demonstrated ability to build and manage new policies, procedures… more
- TD Bank (Charlotte, NC)
- …to enable learning solution recommendations, and delivering end to end learning project management on an assigned number of L&D projects, including evaluation, ... deliver targeted training programs on financial crime risk topics, including AML , sanctions, anti-bribery & corruption, fraud, and other regulatory requirements. +… more
- Bank of America (Charlotte, NC)
- …models. May report to either Quant Operations Exec or Quantitative Operations Manager . **Line of Business Job Description:** About Sanctions Screening Center of ... two models and be able to represent SSCoE in all Internal governance forums / Audit meetings and Regulatory exams. + Work with a range of senior stakeholders across… more