- City National Bank (Los Angeles, CA)
- …contributor on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. Assigned ... * AUDITOR II- ENTERPRISE RISK MANAGEMENT* WHAT IS THE...mutual funds, security sales and trading, and insurance activities. Compliance with various laws, rules, regulation, and other regulatory… more
- Lincoln Financial (Sacramento, CA)
- …#:** 74448 **The Role at a Glance** We are seeking an enthusiastic Senior IT Auditor who is a self-starter and initiative driven, ready to take ownership of critical ... risks, and control objectives. + Carry out duties in compliance with all state and federal regulations and guidelines....to provide their social security numbers, date of birth, bank account information or other sensitive information in job… more
- City National Bank (Los Angeles, CA)
- …and ensuring adherence to policies and procedures. * Comply fully with all Bank Compliance policies and procedures as well as all regulatory requirements ... skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified… more
- City National Bank (Los Angeles, CA)
- …to ensure secure maintenance and quality of records. * Comply fully with all Bank Compliance policies and procedures as well as all regulatory requirements (eg ... * COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The...be accustomed to working with deadlines. * Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor … more
- City National Bank (Los Angeles, CA)
- …the Audit Director of Wealth Management, is a leadership role as an auditor -in-charge for managing complex Wealth Management audits and assisting the Audit Director ... team of auditors to assess risks and internal control environment of the bank 's Wealth Management businesses. This individual will develop and execute detailed audit… more
- City National Bank (Los Angeles, CA)
- …THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit ... and work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. * Data… more
- City National Bank (Los Angeles, CA)
- …THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit ... and/or written reports and memorandums. The position will support City National Bank 's Internal Audit in providing independent, objective assurance over the design… more
- City National Bank (Los Angeles, CA)
- …audit projects enterprise wide as requested by senior management of the Bank . * Communicate trends in risk and control issues to senior management ... for existing and emerging technologies, and related risk management framework, compliance and audit techniques. * Raise the technical and business knowledge… more
- City National Bank (Los Angeles, CA)
- …Minimum of 2 years in operations, risk management, quality assurance, compliance , or an internal control/audit capacity *Additional Qualifications* * Strong ... * Preferred Certifications: CPA - Certified Public Accountant, CIA - Certified Internal Auditor , CISA - Certified Information Systems Auditor *WHAT'S IN IT FOR… more
- Banc of California (Santa Ana, CA)
- …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank 's risk based, annual SOX Compliance Program plan and other ... **HOW YOU'LL MAKE A DIFFERENCE** + Assists SVP, SOX Compliance Director in planning and executing the Bank...banking industry. + Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or Certified Information Systems Auditor … more