- Scotiabank (Tampa, FL)
- Director, US Bank Regulatory Compliance , Global Transaction Banking **Requisition ID:** 222945 **Salary Range:** 153,000.00 - 256,275.00 _Please note that ... from other Compliance teams such as, but not limited to Central Compliance , Bank Regulatory Compliance , and Corporate Functions Compliance .… more
- USAA (Tampa, FL)
- …Z, SCRA, FCRA, MLA. **What sets you apart:** + Subject matter expertise in bank consumer protection regulatory compliance , with deep proficiency in one or ... Direct and oversee multiple initiatives in support of risk and/or regulatory compliance related initiatives including but not limited to oversight of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary:** Under general direction, utilizes a thorough understanding of bank regulatory compliance subject matter and audit skills acquired through ... education, experience, specialized training, and/or certification to conduct audits of bank regulatory compliance for Raymond James Bank . The Internal… more
- USAA (Tampa, FL)
- …Z, SCRA, FCRA, MLA. **What sets you apart:** + Subject matter expertise in bank consumer protection regulatory compliance , with proficiency in one or more ... for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include oversight of procedures/process, accurate… more
- TD Bank (Fort Lauderdale, FL)
- …enhance the Bank 's monitoring program + Manages and/or perform independent compliance reviews of regulatory requirements impacting the products supported + ... Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission...for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute… more
- MUFG (Tampa, FL)
- …in the Section's operations. Ensure the Staff receives proper training. in all regulatory and bank compliance issues. Enforce applicable internal policies ... reporting to Management on staff performance issues, productivity and incidents. + ** Compliance :** . Enforce bank 's compliance policies and procedures.… more
- TD Bank (Fort Lauderdale, FL)
- …+ **Knowledge and experience within bank compliance or bank audit, legal and regulatory environment, enterprise governance framework, products and ... + 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and… more
- TD Bank (Fort Lauderdale, FL)
- …of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... regulatory remediation + Familiarity with developing and implementing regulatory compliance risk management frameworks and programs, including … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Oversees elements of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed, ... + Ability to determine matters requiring escalation to RJ Bank compliance management and ability to do...and providing feedback regarding others associates' work + Researching regulatory and compliance topics + Conducting … more
- MUFG (Tampa, FL)
- …in the Section's operations. Ensure the Staff receives proper training. in all regulatory and bank compliance issues. Enforce applicable internal policies ... reporting to Management on staff performance issues, productivity and incidents. + ** Compliance :** Enforce bank 's compliance policies and procedures. Ensure… more