- American Express (Sunrise, FL)
- …digital and mobile banking products and platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred. ... and American Express Savings Accounts offered through American Express National Bank . The position provides independent compliance oversight and second-line… more
- American Express (Sunrise, FL)
- …with digital and mobile banking products & platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred. ... Compliance oversight, guidance and challenge to business stakeholders on compliance / regulatory requirements applicable to consumer deposit products and… more
- Navy Federal Credit Union (Pensacola, FL)
- …+ Ability to support and promote an effective, ongoing credit union regulatory compliance program + Demonstrated ability to effectively communicate complex ... Experience in conducting monitoring and assessing risk associated with regulatory compliance issues + Experience with data...range, based on your experience, location and market position Bank Secrecy Act: Remains cognizant of and adheres to… more
- American Express (Sunrise, FL)
- … compliance risks, new/enhanced controls, and ensure adherence with regulatory requirements. + Monitoring and tracking multiple large-scale projects across the ... Express. This position will be a key member of the US Commercial Compliance team supporting American Express Global Commercial Services (GCS) Business to Business… more
- JPMorgan Chase (Tampa, FL)
- …Risk (CCOR) team works globally across all lines of business (LOB). The Commercial Bank Compliance team within CCOR, exercises independent Compliance risk ... and controls + Act as an SME for key regulatory requirements, such as Reg B and UDAAP +...products and services that will be offered to Commercial Bank clients to proactively identify and assess compliance… more
- American Express (Sunrise, FL)
- …tools to detect potential criminal activity. GFCSU plays a vital role in ensuring compliance with key regulations, including the Bank Secrecy Act (BSA), USA ... Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC), provides… more
- American Express (Sunrise, FL)
- …tools to detect potential criminal activity. GFCSU plays a vital role in ensuring compliance with key regulations, including the Bank Secrecy Act (BSA), USA ... Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC), provides… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …creating and updating enterprise policies to ensure continued alignment with regulatory obligations. This includes facilitating: + The enterprise policy review and ... of the Raymond James business model. + Plays a role in the compliance reporting processes, including exception reporting, and approves corrective actions. + Works… more
- Lincoln Financial (Tallahassee, FL)
- …**Requisition #:** 74750 **The Role at a Glance** The AVP, Product Compliance & State Filing provides leadership, direction and functional expertise to ensure ... strong product compliance and filing results for the Retail Annuities business....to expedite state product approvals, to include negotiations with regulatory authorities, discussions with outside counsel and/or consulting firms… more
- Citigroup (Jacksonville, FL)
- …MIS, lessons learned and conduct continuous process improvement reviews. + Understand the bank environment and compliance and regulatory requirements. + Work ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more