- American Express (Sunrise, FL)
- …tools to detect potential criminal activity. GFCSU plays a vital role in ensuring compliance with key regulations, including the Bank Secrecy Act (BSA), USA ... Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC), provides… more
- JPMorgan Chase (Tampa, FL)
- …Risk (CCOR) team works globally across all lines of business (LOB). The Commercial Bank Compliance team within CCOR, exercises independent Compliance risk ... and controls + Act as an SME for key regulatory requirements, such as Reg B and UDAAP +...products and services that will be offered to Commercial Bank clients to proactively identify and assess compliance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …creating and updating enterprise policies to ensure continued alignment with regulatory obligations. This includes facilitating: + The enterprise policy review and ... of the Raymond James business model. + Plays a role in the compliance reporting processes, including exception reporting, and approves corrective actions. + Works… more
- American Express (Sunrise, FL)
- …tools to detect potential criminal activity. GFCSU plays a vital role in ensuring compliance with key regulations, including the Bank Secrecy Act (BSA), USA ... Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC), provides… more
- Lincoln Financial (Tallahassee, FL)
- …**Requisition #:** 74750 **The Role at a Glance** The AVP, Product Compliance & State Filing provides leadership, direction and functional expertise to ensure ... strong product compliance and filing results for the Retail Annuities business....to expedite state product approvals, to include negotiations with regulatory authorities, discussions with outside counsel and/or consulting firms… more
- Citigroup (Jacksonville, FL)
- …MIS, lessons learned and conduct continuous process improvement reviews. + Understand the bank environment and compliance and regulatory requirements. + Work ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- BMO Financial Group (Marco Island, FL)
- …Complies with legal and regulatory requirements for the jurisdiction. + Protects the Bank 's assets in compliance with all regulatory , legal, and ethical ... goal of making it easy, simple, and fast to bank with BMO. + As a lobby leader, assists...hours, and shifts. + Follows through on risk and compliance processes and policies to ensure we safeguard our… more
- MUFG (Tampa, FL)
- …group. Nearly 1,000 colleagues are embedded in every business to support the bank 's internal functions. The Operations team is one of the most multifaceted groups ... variable teams working on an extensive array of projects and engagement for the Bank . As an Operations Summer Analyst, you could have the opportunity to reconcile… more
- USAA (Tampa, FL)
- …processes. This role leads a high-performing team responsible for ensuring compliance with regulatory standards, mitigating reputational and credit risk, ... resources and effective in terms of meeting member experience and organizational and regulatory requirements. + Manages risk, compliance , and control issues and… more
- Citigroup (Tampa, FL)
- …are entrusted with managing the diverse and collective impact of the bank 's risks. This involves identifying and managing enterprise-level and cross-cutting risks, ... against reputational risk. This role is integral to the overarching objectives of the bank , as it ensures the bank 's operations are within defined risk appetite… more