- Cherry Bekaert (Tallahassee, FL)
- …advisory /) practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance )** to join our team providing internal audit, ... Place to Work (https://www.cbh.com/about/awards-and-recognition/) , **Cherry Bekaert** delivers innovative advisory , assurance and tax services to our clients. At...regulatory compliance and risk management services to banks and financial… more
- City National Bank (Tallahassee, FL)
- … Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment ... *RELATIONSHIP MANAGER SENIOR SPORTS FINANCE & ADVISORY * WHAT IS THE OPPORTUNITY? The Senior Relationship...syndications for large credit relationships in conjunction with the Bank 's syndications team. * Calls on existing or prospective… more
- Santander US (Miami, FL)
- …Laundering Specialist (active member in good standing) - Preferred. + Certified Regulatory Compliance Manager (active member in good standing) - Preferred. ... program. A strategic leader with deep BSA/AML and OFAC compliance and change advisory experience, this person...Finance, Business or equivalent field. - Required. 12+ Years Compliance , Legal, Regulatory , or Financial Services. -… more
- Citigroup (Tampa, FL)
- …background. The work will vary across engagements but generally will range from regulatory compliance to risk management, to the integration of technology into ... The Program Management Advisory and Execution (PMAE) is the only enterprise...level resource that supports all business units across the bank to plan, execute and govern complex cross-functional initiatives,… more
- Citigroup (Tampa, FL)
- …background. The work will vary across engagements but generally will range from regulatory compliance to risk management, to the integration of technology into ... The Program Management Advisory and Execution (PMAE) is the only enterprise...level resource that supports all business units across the bank to plan, execute and govern complex cross-functional initiatives,… more
- TD Bank (Fort Lauderdale, FL)
- …**Job Summary:** The ** Compliance Administration Oversight & Reporting Manager** ensures regulatory adherence and risk management within our bank . This role ... advisory and insurance) through multiple legal entities (TD Bank NA, TD Private Client Wealth LLC and TD...**Partner with operations, technology, and business teams to ensure regulatory compliance ** + **Develop and prepare … more
- Bank of America (Miami, FL)
- …day-to-day Financial Advisor (FA) business needs, while ensuring adherence to the bank 's compliance policies and procedures * Coaches FAs, Client Associates ... life they envision through a personal relationship with their advisory team committed to their needs. We believe trust...insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office… more
- Bank of America (Destin, FL)
- …clients pursue the life they envision through a personal relationship with their advisory team committed to their needs. We believe trust comes from transparency. ... Our trusted advisory teams are equipped with access to the investment...insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office… more
- TD Bank (Fort Lauderdale, FL)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... trends and evolving regulatory requirements and assess potential impacts to the Bank + Assesses / identifies key issues and escalate to appropriate levels and… more
- TD Bank (St. Petersburg, FL)
- …delivery of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Leads the team in ... the needs of Customer expectations + Leads and coaches advisory team on advice giving strategies and overall product...the accuracy of all Customer transactions/activities + Proficiency, understanding, compliance with of the Bank Code of… more