- Navy Federal Credit Union (Pensacola, FL)
- …offerings. + Develop an internal pipeline for smaller dollar volume accounts in compliance with Navy Federal and NFIS policies and procedures. + Establish, maintain, ... comply with Navy Federal standards and FINRA, NASAA, SEC and other regulatory agencies. + Prepare standard/special reports required by FINRA, NASAA and SEC,… more
- Citigroup (Jacksonville, FL)
- Citi, the leading global bank , has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Our core activities ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- HSBC (Miami, FL)
- …our team, originating target market clients focused on investment AUM, lending, and Advisory services collaborating with US and Chile network as well as developing ... solutions to customer needs that span geographical/product boundaries and regulatory environments For this role, HSBC targets a pay...Series 7 and 66 + Bachelor's Degree required In compliance with applicable laws, HSBC is committed to employing… more
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