- TD Bank (New York, NY)
- …details for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate ... Compliance team in a manner consistent with the Bank 's risk culture and the relevant risk appetite statement...+ 7-10 years related experience, ideally 10+ years of compliance advisory experience. Similar experience with a… more
- TD Bank (New York, NY)
- …to help manage regulatory risk. Ideal candidate would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will ... guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing ...provide support to the overall Markets Advisory Compliance team helping with large projects… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... personnel and relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a regulator or law… more
- City National Bank (New York, NY)
- … Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment ... *RELATIONSHIP MANAGER SENIOR SPORTS FINANCE & ADVISORY * WHAT IS THE OPPORTUNITY? The Senior Relationship...syndications for large credit relationships in conjunction with the Bank 's syndications team. * Calls on existing or prospective… more
- TD Bank (New York, NY)
- …and/or other relevant certifications preferred + Experience developing and implementing regulatory compliance risk management frameworks and programs, including ... Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission...colleagues dedicated to setting new industry standards. **The US Compliance - Regulatory Issue Management Lead is… more
- American Express (New York, NY)
- …Control Management, Program Management and Governance functions. **Description** The Enterprise Compliance Advisory & Practices (ECAP) team is accountable for ... assurance. This role is responsible for advising business 1LOD Compliance Teams on regulatory obligations and ensuring...Key responsibilities are as follows:** The Director of Enterprise Compliance Advisory & Practices will interact with… more
- Mizuho Corporate Bank (New York, NY)
- …new team member for the Reconciliations team: Responsibilities: + Perform daily nostro Bank account reconciliations using Metro CARS. + Monitor any items in Metro ... of the office. + Comply with all quarterly legal, compliance and training requirements + The expected base salary...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more
- Mizuho Corporate Bank (New York, NY)
- …JD. or similar law degree highly preferred*Minimum of 10 years of experience in regulatory compliance , legal and regulatory framework and rulemaking process ... to Bank Holding Company (BHC)/Intermediate Holding Company (IHC) including bank regulatory capital requirements under FRB guidelines and Basel Accords,… more
- Citigroup (New York, NY)
- …robust data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment Solutions, as needed. + ... combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank . It serves...to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment… more
- MUFG (New York, NY)
- …execution of day-to-day activities relating to sanctions advisory , program and regulatory change management matters across MUFG Bank globally. The GSCD ... lead in the continuous enhancement and oversight of the Bank 's Global Sanctions Compliance program, including strategic...Program is responsible for advising on regulatory / bank policy matters, driving implementation of global… more