- TD Bank (New York, NY)
- …details for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate ... Compliance team in a manner consistent with the Bank 's risk culture and the relevant risk appetite statement...+ 7-10 years related experience, ideally 10+ years of compliance advisory experience. Similar experience with a… more
- TD Bank (New York, NY)
- …of advisory experience. + Significant experience in providing legal, regulatory or compliance advice to Global Transaction Banking Businesses specifically ... Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in...update, and implement relevant policies and procedure. + Provide regulatory / compliance training. + Assist the business on… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... must have compliance advisory experience with background in OTC...updating, and implement relevant policies and procedures. + Provide regulatory / compliance training. + Participate in internal investigations,… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... personnel and relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a regulator or law… more
- Cherry Bekaert (Albany, NY)
- …advisory /) practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance )** to join our team providing internal audit, ... Place to Work (https://www.cbh.com/about/awards-and-recognition/) , **Cherry Bekaert** delivers innovative advisory , assurance and tax services to our clients. At...regulatory compliance and risk management services to banks and financial… more
- City National Bank (New York, NY)
- … Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment ... *RELATIONSHIP MANAGER SENIOR SPORTS FINANCE & ADVISORY * WHAT IS THE OPPORTUNITY? The Senior Relationship...syndications for large credit relationships in conjunction with the Bank 's syndications team. * Calls on existing or prospective… more
- Citigroup (New York, NY)
- …robust data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment Solutions, as needed. + ... combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank . It serves...to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment… more
- Mizuho Corporate Bank (New York, NY)
- …JD. or similar law degree highly preferred*Minimum of 10 years of experience in regulatory compliance , legal and regulatory framework and rulemaking process ... to Bank Holding Company (BHC)/Intermediate Holding Company (IHC) including bank regulatory capital requirements under FRB guidelines and Basel Accords,… more
- Ankura (New York, NY)
- …Documenting a Bank 's obligations that arose from laws, rules, and regulatory requirements + Redesigning a Corporate Trust's operating model Essential Duties and ... delivery services across the Firm. Practice Overview: The Financial Services Advisory practice focuses on assisting clients in Banking, Insurance, Capital Markets,… more
- Ankura (New York, NY)
- …a Bank 's obligations that arose from laws, rules, and regulatory requirements + Redesigning a Corporate Trust's operating model Responsibilities: + Interfacing ... delivery services across the Firm. Practice Overview: The Financial Services Advisory practice focuses on assisting clients in Banking, Insurance, Capital Markets,… more