- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... It all begins with you. The Corporate & Investment Bank (CIB) delivers a comprehensive suite of banking, capital...delivers a comprehensive suite of banking, capital markets and advisory solutions, including a full complement of sales, trading… more
- Scotiabank (New York, NY)
- …independent, and objective assurance over the design and operations of the Bank 's internal controls, risk management and governance processes. We are professionals ... capital markets, investment banking and/or treasury functions within the Bank . The incumbent will also support the providing of...also support the providing of high quality, value added advisory services to Management as part of the audits… more
- KeyBank (New York, NY)
- …responsible for fulfilling the fiduciary responsibilities of KeyBank by providing client advisory services to Ultra High Net Worth (UHNW) clients with a net-worth ... of delivering the Family Wealth standard in ensuring consistent, sophisticated advisory delivery, while managing fiduciary risk. For Family Wealth legacy… more
- Capital One (New York, NY)
- …+ Bachelor's degree or military experience + At least 10 years in legal, compliance , risk management or regulatory experience in consumer financial services + At ... regulations. This position will report to the MVP, AML Advisory , who in turn reports to Capital One's Chief...team of dedicated AML risk managers aligned to Commercial Bank , with the goals of providing holistic end-to-end risk… more
- MUFG (New York, NY)
- …and maintain knowledge of industries represented in portfolio, including technical aspects and regulatory issues. + Participate in client and bank meetings as ... regard to exposure on both a transaction and group level. + Ensure compliance with policy and regulatory requirements. **Requirements:** + Bachelor's degree, CFA… more
- American Express (New York, NY)
- …findings and regulatory gaps. This involves reviewing applicable regulatory requirements, assessing/confirming compliance gaps, and evaluating management's ... and enhance organizational value by providing independent, objective, risk-based assurance, advisory services and to influence the way the company manages risk.… more
- Citizens (New York, NY)
- …assessment of the likelihood and impact of a risk event and understanding the bank 's risk appetite. You will serve as a trusted risk advisor, interfacing with ... control inventory, inclusive of providing guidance for applicable state and or federal regulatory requirements. You will also work with the First Line Risk Manager… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Corporate & Investment Bank (CIB) delivers a comprehensive suite of banking, capital… more
- Wells Fargo (Purchase, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **Banking, Lending, & Trust (BL&T)** unlocks access to Wells Fargo Bank products and services to high-net-worth and ultra-high-net-worth individuals and families… more
- Citigroup (New York, NY)
- …a key role in delivering on Citi's vision to be a leading personal bank in our home market, offering products and services across Branded Cards, Retail Services ... Through our three business lines - Citigold, Citi Private Bank and Wealth at Work - we work with...team drives the overall organizational operations of the HR Advisory team, leads strategic planning and execution of key… more