• VP - Regulatory Reporting Business Analyst

    Mizuho Corporate Bank (New York, NY)
    …and findings, and maintaining and updating the Business Requirement Documents in compliance with regulatory requirements. + Support preparation of Regulatory ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
    Mizuho Corporate Bank (05/13/25)
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  • Director, Liquidity Regulatory Reporting…

    Mizuho Corporate Bank (New York, NY)
    …production team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong ... Summary The Liquidity Regulatory Reporting is a team responsible for the...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
    Mizuho Corporate Bank (04/24/25)
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  • Senior Manager, Compliance Business…

    TD Bank (New York, NY)
    …new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described ... **Job Description:** ​ **Why Work with Us?** At TD Bank US Compliance , we're on a mission...compliance across the organization to manage and mitigate regulatory compliance and conduct risks; Contribute to… more
    TD Bank (06/07/25)
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  • Wealth Compliance Administration Oversight…

    TD Bank (New York, NY)
    …**Job Summary:** The ** Compliance Administration Oversight & Reporting Manager** ensures regulatory adherence and risk management within our bank . This role ... **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and...advisory and insurance) through multiple legal entities (TD Bank NA, TD Private Client Wealth LLC and TD… more
    TD Bank (06/06/25)
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  • Compliance Governance & Operations Manager…

    TD Bank (New York, NY)
    …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...Compliance Program professionals providing oversight and control related advisory services to Compliance partners + Provides… more
    TD Bank (06/07/25)
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  • Internal Audit - Regulatory Reporting

    Mizuho Corporate Bank (New York, NY)
    …testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit) related to Regulatory Reporting areas ... to ensure activities are coordinated. + Work with other leadership in IADA Regulatory Reporting management to identify control issues and emerging risks and ensure… more
    Mizuho Corporate Bank (05/23/25)
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  • Regulatory Operations Analyst / Associate

    Mizuho Corporate Bank (New York, NY)
    …position is within the MSUSA Derivative Operations as a member of the Regulatory Operations team. The responsibilities for this role includes below but not limited ... to: Regulatory : + Monitoring real-time OTC reporting for completeness, accuracy,...OTC reporting errors and omissions with sales/trading, middle office compliance , and technology and escalate accordingly. + Perform and… more
    Mizuho Corporate Bank (05/02/25)
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  • Senior Compliance Manager - Controls, LRR…

    TD Bank (New York, NY)
    …and challenge of first line controls; + End to end completion of the regulatory compliance risk assessment which includes review and challenge of inherent risk ... Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission...+ Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates… more
    TD Bank (06/04/25)
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  • Head of Deposit and Operations Compliance

    City National Bank (New York, NY)
    … compliance advisory role supporting consumer banking on matters of regulatory compliance . The role will be responsible for managing and maintaining ... to policies and procedures. * Comply fully with all Bank Compliance policies and procedures as well...and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor… more
    City National Bank (05/16/25)
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  • Compliance and Operational Risk Executive

    Bank of America (New York, NY)
    …Advisory + Decision Making + Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Risk Management + Executive Presence + Issue Management ... Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Manages the… more
    Bank of America (05/21/25)
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