• Growth Strategist for Capital Markets…

    Citizens (New York, NY)
    …Proactive in managing risk, ensure all programs are implemented in full compliance with defined processes and regulatory guidelines Qualifications & Requirements ... Description As the Growth Strategist for Capital Markets and Advisory , your primary responsibilities are to build brand equity for Citizens using contemporary… more
    Citizens (06/14/25)
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  • Internal Audit Manager - Financial Institutions…

    Huron Consulting Group (New York, NY)
    …404 within the financial services industry to join our Financial Institutions Advisory team. In this client-facing role, you will leverage your deep understanding ... years of experience with internal audit and SOX 404 compliance in a big public accounting and consulting firm,... in a big public accounting and consulting firm, regulatory environment or the banking sector. + Strong knowledge… more
    Huron Consulting Group (08/30/25)
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  • Analyst, Ccma, COO, Capital Markets…

    HSBC (New York, NY)
    …development and coordination within all CMA teams, and related functions (Finance, Regulatory Compliance , Financial Crime, HR, Wholesale Risk, etc.) for the ... investors, our communities and the planet we all share. Capital Markets & Advisory (CMA) is a division within Corporate and Institutional Banking (CCMA) comprising… more
    HSBC (08/29/25)
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  • Regulatory Relations

    Mizuho Corporate Bank (New York, NY)
    …("MUSO") Regulatory Affairs Group is responsible for managing the Bank 's regulatory relationships and supervisory engagement across MUSO, ensuring that ... impact on the organization, and implementing necessary changes to ensure ongoing compliance . SummaryThe Regulatory Relations Team is seeking an Assistant Vice… more
    Mizuho Corporate Bank (08/13/25)
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  • Liquidity Regulatory Reporting Lead

    Mizuho Corporate Bank (New York, NY)
    …production team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong ... VP, Liquidity Regulatory Reporting Lead The Liquidity Regulatory ...submission of FR2052A report for US Branches of Mizuho Bank . Additionally, the LRR team produces and monitors daily… more
    Mizuho Corporate Bank (07/30/25)
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  • Financial Regulatory Reporting, VP

    Mizuho Corporate Bank (New York, NY)
    …submitted. + Maintain and update procedure documentations related to new and existing regulatory requirements to ensure firm's compliance . + Keep track of each ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
    Mizuho Corporate Bank (07/23/25)
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  • VP - Regulatory Reporting Business Analyst

    Mizuho Corporate Bank (New York, NY)
    …and findings, and maintaining and updating the Business Requirement Documents in compliance with regulatory requirements. + Support preparation of Regulatory ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
    Mizuho Corporate Bank (06/18/25)
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  • Non-Financial Regulatory Reporting

    Mizuho Corporate Bank (New York, NY)
    …and Compliance . + Review new products and ensure appropriate regulatory implementation to support. + Oversight and monitoring real-time OTC reporting including ... position is as a senior SME in the derivatives regulatory reporting tea m . Depending on your specific...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
    Mizuho Corporate Bank (07/30/25)
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  • Senior Manager, Compliance Governance…

    TD Bank (New York, NY)
    …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's... expectations and best practices in program management across Compliance Program Management. **Internal Advisory & Subject… more
    TD Bank (09/05/25)
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  • Senior Compliance Business Oversight…

    TD Bank (New York, NY)
    …staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in ... **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and...advisory and insurance) through multiple legal entities (TD Bank NA, TD Private Client Wealth LLC and TD… more
    TD Bank (09/05/25)
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