• Volcker/Americas Treasury Department,…

    Mizuho Corporate Bank (New York, NY)
    The individual will be joining the Volcker Compliance and Americas Treasury Department Advisory team. The candidate will also have the opportunity to work on ... industry, ideally with particular emphasis on Volcker, Corporate Treasury activities, Bank regulations compliance , derivatives regulations and cross border… more
    Mizuho Corporate Bank (07/16/25)
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  • Director of Compliance Technology…

    Mizuho Corporate Bank (New York, NY)
    …across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk, ... related field- Cloud architecture certifications (Azure preferred)- Experience with compliance screening technologies and regulatory reporting systems-… more
    Mizuho Corporate Bank (06/17/25)
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  • Audit Consultant - Consumer Compliance

    M&T Bank (Buffalo, NY)
    …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize...and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
    M&T Bank (08/27/25)
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  • Risk and Compliance Analyst / Associate…

    Mizuho Corporate Bank (New York, NY)
    …is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is ... responsible for a wide range of compliance matters and risk management initiatives. The primary responsibilities...members to ensure ACBD1 remains fully compliant with the bank 's internal policies and procedures. + Supporting the Unit… more
    Mizuho Corporate Bank (08/27/25)
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  • VP, Compliance AI Initiatives

    Mizuho Corporate Bank (New York, NY)
    As the Vice President of Compliance AI Initiatives, you will play a pivotal role in shaping the future of AI risk management and compliance within our ... Department. You will oversee AI initiatives within the Compliance Department and work collaboratively with various Line of...control managers and lines of business for any Audit, Regulatory and Client AI requests. + Provide oversight and… more
    Mizuho Corporate Bank (07/15/25)
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  • Director, Global Markets Oversight

    TD Bank (New York, NY)
    …requirements and mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and ... customers, products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program… more
    TD Bank (08/28/25)
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  • Manager, Trade Surveillance - Quality Assurance

    TD Bank (New York, NY)
    …are responsible for identifying and escalating potential market abuse alerts to Advisory Compliance and business supervisors. The incumbent will be responsible ... TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent...Bank (GSIB), or the equivalent experience at a regulatory body (eg, leading a bank or… more
    TD Bank (08/21/25)
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  • Merrill Market Supervision Manager

    Bank of America (New York, NY)
    …involved + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + ... life they envision through a personal relationship with their advisory team committed to their needs. We believe trust...Advisor (FA) business needs, while ensuring adherence to the bank 's compliance policies and procedures + Coaches… more
    Bank of America (08/01/25)
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  • Enterprise Position Monitoring & Disclosures…

    Bank of America (New York, NY)
    …set up to reduce key person risk and also effectively managing cost of regulatory compliance . * Oversee the training and development of the Enterprise Monitoring ... from disclosures and discussing such issues with other Non-Financial Regulatory Reporting (NFRR) and Global Compliance &...regulatory change management, operating model with second line advisory as well as control room functions. * Support… more
    Bank of America (08/19/25)
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  • Director & Counsel, US Tax Planning

    TD Bank (New York, NY)
    …role. **Job Description:** **Position:** Director & Counsel, US Tax Planning, TD Bank , New York **Specific business/product groups:** TD Bank Group **Reports ... 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with...and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the… more
    TD Bank (08/08/25)
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