• Director - Head of Model Governance

    Mizuho Corporate Bank (New York, NY)
    …the model governance framework, incorporating industry best practices, emerging risks, and regulatory requirements. + Regulatory Compliance & Liaison: ... with SR 11-07 and the evolving needs of the bank 's US operations. + Model Inventory Oversight: Oversee the...practices, promote a strong model risk culture, and support regulatory compliance in a dynamic setting. The… more
    Mizuho Corporate Bank (08/13/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic ... sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory … more
    TD Bank (09/06/25)
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  • Regulatory Commitments Control Manager…

    JPMorgan Chase (Brooklyn, NY)
    Join our Regulatory Commitments Team (RCT) within the Compliance & Operational Risk Team as part of the Commercial & Investment Bank (CIB) Central Controls ... Office. This team is the unique provider of horizontal regulatory oversight and governance for the CIB, responsible for enhancing transparency and senior oversight… more
    JPMorgan Chase (07/16/25)
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  • Assistant Store Manager (US) - Grand Concourse…

    TD Bank (Bronx, NY)
    …delivery of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Leads the team in ... the needs of Customer expectations + Leads and coaches advisory team on advice giving strategies and overall product...the accuracy of all Customer transactions/activities + Proficiency, understanding, compliance with of the Bank Code of… more
    TD Bank (08/29/25)
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  • Operational Resilience - Program and Governance…

    Mizuho Corporate Bank (New York, NY)
    …and the broader program to identify areas for continuous improvement. + Ensure compliance with applicable regulatory requirements and serve as a liaison with ... Resilience Americas Department The Americas Operational Resilience Department enable the bank to effectively manage business threats and mitigate risk of… more
    Mizuho Corporate Bank (06/18/25)
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  • Market Leader - Advisor Development Program

    Bank of America (New York, NY)
    …clients pursue the life they envision through a personal relationship with their advisory team committed to their needs. We believe trust comes from transparency. ... Our trusted advisory teams are equipped with access to the investment...insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office… more
    Bank of America (08/13/25)
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  • Audit Project Manager - CIO

    US Bank (New York, NY)
    At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... to life, and each person is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive… more
    US Bank (09/03/25)
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  • ALM Surveillance Associate

    Mizuho Corporate Bank (New York, NY)
    Job Description The Compliance function manages compliance and regulatory risk by establishing compliance policies, providing training, conducting ... and monitoring of suspicious activities and transaction in the Bank and ensure timely reporting of suspicious transactions to...all activities and duties are carried out in full compliance with regulatory requirements, enterprise wide risk… more
    Mizuho Corporate Bank (08/27/25)
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  • Financial Crimes Quality Assurance - AVP

    Mizuho Corporate Bank (New York, NY)
    … Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank , Mizuho Bank (USA) and also ... support services to Mizuho Americas LLC, the US bank holding company for Mizuho Financial Group. Summary The...The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the Financial… more
    Mizuho Corporate Bank (09/06/25)
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  • SOX Lead Group Manager

    TD Bank (New York, NY)
    …manage, monitor, and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank 's financial reporting ... + Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of… more
    TD Bank (09/06/25)
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