- M&T Bank (Buffalo, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... **Overview:** + Provides senior level expertise for audits over the Bank 's Information Technology (IT) Engineering, Operations, Governance, Risk Management and… more
- TD Bank (New York, NY)
- …financial institution + Demonstrated expertise in high-risk customer reviews and regulatory compliance + Strong analytical, problem-solving, and decision-making ... FCRM research, evaluation, operational, reporting and/or analytical support in oversight, advisory services and control function to business (FCRM) partners, in a… more
- M&T Bank (Buffalo, NY)
- …activities, which meet the requirements of the Audit Committee and regulatory expectations. + Adhering to applicable compliance /operational risk controls ... **DEPARTMENT DESCRIPTION:** The Audit division provides independent, objective assurance and advisory services designed to add value and improve the M&T … more
- M&T Bank (Buffalo, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... audit teams to ensure comprehensive coverage of emerging risks, regulatory requirements, and technology trends. **Primary Responsibilities:** Successful Audit Plan… more
- TD Bank (New York, NY)
- …business, regulatory and industry levels + Senior specialist providing advisory services to executives, business segment leaders and governs the requirements for ... meet customer needs and are priced to meet the Bank 's profit and loss objectives. The role is accountable...+ Develops and maintains a robust understanding of the regulatory requirements, customer, market, and industry to deliver product… more
- Capital One (New York, NY)
- …consistency, and speed. + Strong risk management mindset with working knowledge of regulatory requirements relevant to the bank 's Broker Dealer (SEC / FINRA) ... Head of Product, Commercial Bank Capital Markets **Capital Markets | Head of...syndicate, derivatives (FX, Rates and Commodities) and corporate finance advisory . + Creative problem solver who provides thought leadership… more
- Citigroup (New York, NY)
- …a key role in delivering on Citi's vision to be a leading personal bank in our home market, offering products and services across Branded Cards, Retail Services ... Through our three business lines - Citigold, Citi Private Bank and Wealth at Work - we work with...team drives the overall organizational operations of the HR Advisory team, leads strategic planning and execution of key… more
- Bank of America (Brooklyn, NY)
- …(https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Brooklyn/Credit-Solutions-Advisor Crown-Heights\_25021350) **Job Description:** At Bank of America, we are guided ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...ethics and is thorough and thoughtful in incorporating relevant regulatory due diligence as well as complying with all… more
- Mizuho Corporate Bank (New York, NY)
- …Administration Section; ensures accurate and timely administration / servicing of the Bank 's agented loan portfolio; ensures daily activity comply with state and ... federal laws, regulations and Bank lending policies and procedures; ensures department activities run...other duties, as assigned, completing such tasks on time. Compliance + Obtain a basic understanding of the applicable… more
- TD Bank (New York, NY)
- …all Legal, Regulatory , and Rules for relevant markets, ensuring product compliance with all relevant regulations and risk management policies. Work with internal ... Risk & Compliance partners to ensure product suite meets evolving regulatory , compliance , legal, and internal policy requirements. **Job Requirements** +… more