- TD Bank (New York, NY)
- …economic information, and key industry developments, as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist ... markets. Also provides critical insights and industry information to support advisory services. **Depth & Scope:** + Highly seasoned professional role requiring… more
- Mizuho Corporate Bank (New York, NY)
- …testing approach, preparing testing documents and reports for issues (eg regulatory , third-party and internal audit) related to IT infrastructure and cybersecurity ... needs, and deliver high quality, value added assurance and advisory services. + Coordinate with or assist other IADA...the concepts of risk, risk management, internal control and compliance , and the ability to effectively and consistently apply… more
- TD Bank (New York, NY)
- …of global transaction banking processes, **payments, SWIFT messaging, ISO 20022, regulatory compliance ** . Technical and Functional spec, Agile/Scrum, API ... impact with top tier organizations. We offer innovative solutions and treasury advisory services on large and complex liquidity, payments, and trade finance needs.… more
- Tompkins Community Bank (Mount Kisco, NY)
- …and contributing to a collaborative, high-performing team environment. + Uphold compliance and ethical standards by ensuring all client interactions and business ... practices align with regulatory requirements and reflect the company's values of integrity,...strategic initiatives and process improvements within the department. + Compliance & Ethics + Ensure all activities align with… more
- M&T Bank (Hauppauge, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... a direct impact on revenue growth of the Wealth Advisory business and fee income of the Bank... Advisory business and fee income of the Bank . **Education and Experience Required:** Bachelor's degree and a… more
- Mizuho Corporate Bank (New York, NY)
- …testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit) related to credit risk.In accordance with ... of key business strategies and regulations. Continuously scan the business, regulatory and financial environments for emerging and critical issues affecting the… more
- Mizuho Corporate Bank (New York, NY)
- …processes and tools that streamline audit preparation and execution Governance and Compliance : + Ensure compliance with regulatory requirements, industry ... Line Manager to lead our Infrastructure Governance, Risk, and Compliance (GRC) team. This role is pivotal in transforming...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more
- Mizuho Corporate Bank (New York, NY)
- …Management function is responsible for effective and consistent Data Management of the bank 's data which in deemed critical: Used in external reporting, used to ... continuously provide information to bank management, and data whose deficiency can cause financial...corrective actions. Collaboration: + Work closely with risk management, compliance , IT, and data governance teams to ensure data… more
- Mizuho Corporate Bank (New York, NY)
- …ensuring that the models accurately reflect the institution's risk profile and regulatory requirements. + Collaborate with key stakeholders to develop controls and ... communicated to relevant stakeholders to maintain model integrity and compliance . + Partner with the Chief Information Officer (CIO)...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more
- Mizuho Corporate Bank (New York, NY)
- …KYC Onboarding is required. + Liaise with internal groups such as Legal, Compliance , Sanctions, Regulatory , Tax and Operations Skills and Competencies: + Team ... Office and clients directly + Review monthly Americas Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation +...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more