- Cherry Bekaert (Raleigh, NC)
- …advisory /) practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance )** to join our team providing internal audit, ... Place to Work (https://www.cbh.com/about/awards-and-recognition/) , **Cherry Bekaert** delivers innovative advisory , assurance and tax services to our clients. At...regulatory compliance and risk management services to banks and financial… more
- City National Bank (Charlotte, NC)
- … Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment ... *RELATIONSHIP MANAGER SENIOR SPORTS FINANCE & ADVISORY * WHAT IS THE OPPORTUNITY? The Senior Relationship...syndications for large credit relationships in conjunction with the Bank 's syndications team. * Calls on existing or prospective… more
- Cherry Bekaert (Charlotte, NC)
- …a **Senior Associate (Financial/Operations)** to join our team providing internal audit, regulatory compliance and risk management services to banks and ... goal, providing our clients with deep knowledge, expertise and approaches in Regulatory Compliance , Internal Audit, Enterprise Risk Management, Technology Risk… more
- TD Bank (Charlotte, NC)
- …+ Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of ... Finance Team works directly with the sub-vertical heads of the Commercial Bank across Institutional Commercial Real Estate, Middle Market, Asset Backed Lending,… more
- Huntington National Bank (Winston Salem, NC)
- …Works with relationships of moderate to high complexity. + Knowledgeable on key compliance and regulatory requirements. + Performs other duties as assigned. ... Description Summary: The Private Bank Wealth Advisor III is the primary client...hire + At least 5 years of wealth management/financial advisory /sales/relationship management experience in banking, investment management, or insurance… more
- TD Bank (Charlotte, NC)
- …+ Lead cross-functional teams and steer implementation, maintenance, and enhancement of regulatory compliance and risk management objectives + Lead the execution ... and communicating with staff and senior management of the Bank with respect to regulatory risk matters....CFA, etc.) (a plus) + Prior consulting experience in Compliance Advisory , Risk Management, or Audit (a… more
- TD Bank (Charlotte, NC)
- …for Compliance Strategy and Operations (S&O)** to support the overall Regulatory Compliance Management (RCM) Program and Framework. This strategic, hands-on ... management and operation domains with a strong emphasis on regulatory compliance . You will shape data strategy,...CFA, etc.) (a plus).** + **Prior consulting experience in Compliance Advisory , Risk Management, or Audit (a… more
- TD Bank (Charlotte, NC)
- …(FRM, PMI-RMP, CFA, etc.) (a plus) + Prior consulting experience in Compliance Advisory , Risk Management, or Audit (a plus) **Customer Accountabilities:** ... recruiter who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** At TD Bank US Compliance , we're on a… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...Compliance Program professionals providing oversight and control related advisory services to Compliance partners + Provides… more
- City National Bank (Charlotte, NC)
- …a compliance advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role will be responsible for managing ... to policies and procedures. * Comply fully with all Bank Compliance policies and procedures as well...and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor… more