- City National Bank (Los Angeles, CA)
- *TECHNOLOGY PROJECT SENIOR MANAGER - IT RISK AND REGULATORY * *WHAT IS THE OPPORTUNITY?* The IT Risk and Regulatory Project Manager is responsible for ... complex technology projects or programs focused on IT risk, compliance , and regulatory initiatives. This role leads...* Interfaces with all levels of management throughout the bank * Displays creativity when designing solutions to problems… more
- City National Bank (Los Angeles, CA)
- … Bank units in all matters affecting operations, risk management and regulatory compliance , including the development of new policies, procedures, products ... *Client Servicing Manager Division Operations- Private Bank * WHAT...units in all matters affecting operations, risk management and regulatory compliance . * Conducts quarterly regional operations… more
- City National Bank (Beverly Hills, CA)
- …or operations functions (eg, account opening, client servicing, customer experience, compliance and risk management, etc.) - with deep subject matter expertise ... help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs...continues today. City National is a subsidiary of Royal Bank of Canada, one of North America's leading diversified… more
- City National Bank (Los Angeles, CA)
- …and interacting with regulatory agencies, including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified ... * REGULATORY RELATIONS ANALYST* WHAT IS THE OPPORTUNITY? Responsible...Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with a financial institution such as… more
- US Bank (West Hollywood, CA)
- …the terms of the SAFE Act of 2008 and Regulation Z and ongoing compliance with all legal or regulatory registration requirements, including, but not limited ... a satisfactory criminal and credit record. 13. Actively ensures compliance with the US Bank Code of...Skills/Experience** - Thorough product/service knowledge and thorough knowledge of regulatory , policy and compliance issues - Solid… more
- Bank of America (Newport Beach, CA)
- …involved + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + ... Advisor (FA) business needs, while ensuring adherence to the bank 's compliance policies and procedures + Coaches...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more
- City National Bank (Los Angeles, CA)
- …procedures to ensure secure maintenance and quality of records. * Comply fully with all Bank Compliance policies and procedures as well as all regulatory ... and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies...* For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S IN IT… more
- City National Bank (San Francisco, CA)
- …INTEL SERVICES SENIOR* WHAT IS THE OPPORTUNITY? Management and accountability of the Bank 's Financial Crimes Compliance (FCC) department responsible for the ... critical function within the detection and prevention control environment. This Senior Manager will drive bank 's transaction monitoring and OFAC enterprise… more
- Deloitte (San Francisco, CA)
- …or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + Direct ... Financial Services Manager - Regulatory & Financial Risk... Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and… more
- Bank of America (San Francisco, CA)
- …and businesses based on role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will provide you with information on ... Private Wealth Client Relationship Manager San Francisco, California **To proceed with your...insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office… more