- JPMorgan Chase (Manteca, CA)
- …you'll be at the heart of our branch operations, working closely with the Branch Manager , branch employees, and our team of experts. Your role is crucial in ensuring ... precision and care, all while adhering to our policies, procedures, and regulatory requirements. A typical day will involve assisting clients with their… more
- JPMorgan Chase (Walnut Creek, CA)
- …cooperating with, responding to, and remediating findings related to audits; vendor management; compliance with regulatory and compliance issues and updates; ... communication, industry trend tracking, market surveys, competitive intelligence gathering, regulatory intelligence gathering, collating client feedback, and segmentation analysis.… more
- Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
- …of the Company's financial management (financial control and reporting, tax compliance , budgeting, etc.) for five affiliated corporate entities. Participates as a ... Principal) pursuant to FINRA requirements (responsible for maintaining required regulatory net capital; monthly, quarterly and annual filings; administrator of… more
- Wells Fargo (Anaheim, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... transactional, operational, and customer support tasks efficiently through knowledge of bank procedures and products, as well as partners across the organization… more
- BrightSpring Health Services (Sacramento, CA)
- …the day-to-day clinical operations to ensure quality of care & services, regulatory compliance , support of business development & growth, achievement of ... oversee all activities associated with medical contract providers* Attend/complete all manager training as applicable* Ensures on-call nursing coverage to ensure… more
- BMO Financial Group (Sacramento, CA)
- …in their best interests, and ensures an effectively run function. + Protects the Bank 's assets and complies with all regulatory , legal and ethical requirements. ... + Implements a relationship management plan in collaboration with the lead relationship manager . + Determines client needs and provides solutions though the sales of… more
- BMO Financial Group (Los Angeles, CA)
- …in their best interests, and ensures an effectively run function. + Protects the Bank 's assets and complies with all regulatory , legal and ethical requirements. ... + Implements a relationship management plan in collaboration with the lead relationship manager . + Determines client needs and provides solutions though the sales of… more
- House of Blues (CA)
- …and we are committed to meeting the challenges that come with the evolving business, regulatory and compliance landscape in which we operate. THE JOB We are ... California - Remote, Beverly Hills, California Division: Ticketmaster North America Line Manager : VP Accounting Contract Terms: Permanent, 40 hours per week WHO WE… more
- University of Southern California (Los Angeles, CA)
- …and solid judgment to make lending recommendations or decisions + Ensuring compliance with all applicable laws, regulatory requirements, policies and procedures ... works on-site and reports directly to the Call Center Manager and is responsible for building and fostering relationships...meeting production and sales goals + Be knowledgeable in Bank Secrecy Act, OFAC , US Patriot Act, Regulation… more
- Sacramento County (Sacramento, CA)
- …the Brown Act, Maddy Act, Fair Political Practices Commission, and other regulatory entities or documents + Operational characteristics, services, and activities of ... phase of the hiring process, please contact our Disability Compliance Office at ###@saccounty.gov or ###, CA Relay 711....are paid bi-weekly via direct deposit into the employee's bank account. The pay period covers fourteen (14) calendar… more