- Arena Investors LP (Jacksonville, FL)
- … policies and procedures; . Administration of firm (Investment Adviser and Broker -Dealer) annual compliance review (testing and monitoring); . Conflicts of ... a SEC-registered investment adviser (primarily private credit exposure); . Experience with broker -dealer compliance (ideally Series 7 or Series 14 licensed); .… more
- Molina Healthcare (Orlando, FL)
- **Job Description** **Job Summary** Responsible for supervising National Broker Advisors for the Molina Marketplace products. Supervise day to day operations of new ... Marketing General Agency and independent contracting, down line broker applications commissions, Broker Agent appeals/grievances, educating Brokers on plan… more
- CBRE (Tallahassee, FL)
- CBRE Broker Program (2025) Job ID 215557 Posted 10-Apr-2025 Role type Full-time Areas of Interest Sales/Brokerage Location(s) Remote - US - Remote - US - United ... of interest in any posted position at CBRE. **Associate Broker ** About the Role As a CBRE SP -...and financial models + Manage transaction documentation, contracts, and compliance + Partner with legal teams to facilitate negotiations… more
- ADP (FL)
- …enjoy the rewards, support and recognition you deserve. **ADP is hiring a Broker Enterprise Sales Representative** . In this position you will be responsible for ... with 1,000 or more employees via the existing MAS Broker relationships to drive strategic HCM initiatives within those...and a leader in business outsourcing services, analytics, and compliance expertise. We believe our people make all the… more
- ADP (Maitland, FL)
- ADP is hiring a ** Broker Sales Representative, Human Resources Outsourcing (HRO).** + **_Are you ready for your next best job where you can elevate your financial ... and a leader in business outsourcing services, analytics, and compliance expertise. We believe our people make all the...conducting business with the highest ethical standards and full compliance with all applicable laws. We also expect our… more
- Anywhere Real Estate (Jacksonville, FL)
- …Collaborate with internal partners on legal agreements, royalty reporting, and compliance requirements. Support the drafting of legal documents and manage document ... execution process. **Minimum Qualifications:** + **Experience:** Proven experience leading corporate strategy, programs, or processes at the brand or enterprise level, preferably within a multi-unit or franchise organization. + Demonstrated ability to design… more
- Guardian Life (Tallahassee, FL)
- …familiarity of state insurance laws (inclusive of NAIC). + 3-5 years of broker -dealer and registered investment advisor compliance experience, with experience at ... Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we...Do you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance … more
- TD Bank (Fort Lauderdale, FL)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank ... US Compliance , we're on a mission to build a more...plus.** + **Knowledge of current and emerging trends, including broker -dealer and RIA regulatory expectations and standards for effective… more
- Charles Schwab (Orlando, FL)
- …us "challenge the status quo" and transform the finance industry together. The Compliance Reporting, Communications and Policies (CRCP) Team oversees all aspects of ... compliance reporting, manages employee compliance communications, and...PowerPoint, Excel, SharePoint). + Policy writing experience within a broker -dealer, registered investment adviser, or banking institution. **What's in… more
- HUB International (Winter Park, FL)
- …Limited ("HUB") is one of the largest global insurance and employee benefits broker , providing a broad array of property, casualty, risk management, life and health, ... is responsible for day to day internal and external customer support providing compliance research, writing, and guidance to address client needs. The Compliance … more