- Parker Hannifin Corporation (Miami, FL)
- Trade Compliance Specialist Location : Miami, FL, United States Job Family : Supply Chain/Logistics Job Type : Regular Posted : Aug 29, 2025 Job ID : 57292 Back to ... division Miami site import and/or export programs. Understand the compliance obligations that Parker and the division has and...HTS, COO, and Licenses + Revises and Updates Customs Broker SOPs as needed + Provides Import Clearance Instructions… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of the Raymond James business model. + Plays a role in the compliance reporting processes, including exception reporting, and approves corrective actions. + Works ... with the Compliance Training team to ensure enterprise policy requirements are...financial services industry. + Bank holding company and retail broker dealer clearing firm operations. **Skill in:** + Experience… more
- PNC (FL)
- …and have an opportunity to contribute to the company's success. As a Compliance Program Advisor, you will be within PNC's Retail Organization supporting the Risk, ... Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote position. Work may...should have the following: * Capital Markets and or Broker Dealer experience * FINRA regulatory licenses (series 24… more
- TD Bank (Fort Lauderdale, FL)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank ... US Compliance , we're on a mission to build a more...and taxonomies related to consumer and commercial banking, securities ( broker -dealer), and wealth management businesses + Excellent written, verbal… more
- LCEC (North Fort Myers, FL)
- JOB TITLE: Manager, Risk & Compliance Location: North Fort Myers, FL Work Hours: 8:00am to 5:00pm Our benefits include: + Company-wide annual incentive plan + ... of the electric utility's enterprise risk management (ERM) and regulatory compliance programs. This position ensures that risks are identified, assessed, monitored,… more
- NextEra Energy (North Palm Beach, FL)
- ** Compliance Analyst** **Date:** Aug 22, 2025 **Location(s):** North Palm Beach, FL, US, 33408 **Company:** NextEra Energy At PALMS Insurance, a NextEra Energy ... state regulations and requirements + Assists with managing producer, broker , and claims adjuster licenses and renewals and database...Actively promote a culture of a high standard of compliance + Ability to analyze and accurately interpret state… more
- Lincoln Financial (Tallahassee, FL)
- …**The Role at a Glance** We are excited to bring on an accomplished ** Compliance Consultant** to our Retirement Plan Services/Product team to work in our Fort Wayne ... resource to applicable internal/external stakeholders and will execute on more complex compliance plans, reviews, and risk analyses for assigned area. **What you'll… more
- Lincoln Financial (Tallahassee, FL)
- …**Requisition #:** 74750 **The Role at a Glance** The AVP, Product Compliance & State Filing provides leadership, direction and functional expertise to ensure ... strong product compliance and filing results for the Retail Annuities business....put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial.… more
- Cardinal Health (Tallahassee, FL)
- …- Classification will collaborate with multiple teams and departments to ensure compliance and optimize trade operations. Cross training will be required to provide ... and special program eligibility assessments, including documentation review and compliance verification. + Collaborate with sourcing, procurement, engineering, and… more
- Insight Global (Tampa, FL)
- Job Description A large broker -dealer and registered investment advisor firm local to the Tampa area is looking for 2 Compliance Associates to sit within the ... . Skills and Requirements -3 years of experience within compliance in a financial environment -Series 7 & 24 registrations… more