- Truist (Orlando, FL)
- …items by ensuring that the advisors, OSJs and/or branch offices are in compliance with industry rules, regulations as well as internal policies and procedures. ... supervisory functions that are routinely associated with those of a retail broker /dealer. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the… more
- Sumitomo Pharma (Tallahassee, FL)
- …Director will manage global cash operational activities & forecasting. Manage bank and broker relationships. This role is responsible for a team of two direct ... liability, umbrella, and specialty lines. + Manage Banker & Broker relationships. + Oversee & manage cash pooling across...arrangements to optimize cash flow between entities while maintaining compliance and Tax strategy. + Develop and support two… more
- Santander US (Miami, FL)
- …fully compliant with US regulations (mainly CFTC and CME), Legal requirements, and Compliance and Tax policies. + Effective execution of controls around the ETDs ... team. + Liaise with internal / external auditors, and regulators to ensure compliance with regulatory requirements + Quality assurance on processes and new systems… more
- Citigroup (Miami, FL)
- …issues escalated + Review and approval of designated bank-channel and broker -dealer investments + Manage surveillance alerts within stated policy guidelines + ... and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML, Regional Business Risk, Regional COO and Sales Management +… more
- Amentum (Tallahassee, FL)
- …to business units and senior leadership on risk-related matters and ensures compliance with regulatory and contractual risk transfer requirements. + Develop and ... casualty, cyber, D&O, aerospace, marine, professional, etc.), including annual renewals, broker engagement, and carrier relationships. + Analyze risk exposure and… more
- AIG (Miami, FL)
- …the Miami FAC Desk including developing business strategy, management of broker and distribution channels, budget and business planning functions and reporting, ... portfolio analytics, development and training of staff, and compliance of internal policies to achieve a sustainable and profitable regional portfolio, including but… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …structures, offering terms, trading and operations, along with legal and compliance programs. The Director retains latitude for unreviewed decision making and ... the firms' control environments. * Analyze asset managers' adherence to internal compliance policies and regulatory requirements. * Create and execute an annual… more
- Cushman & Wakefield (Tampa, FL)
- …deals through adherence to standardized, best practice procedures and anticipation of broker needs + Review deals for accurate property, customer, and pricing terms ... resolve issues, and identify ways to continuously improve the broker experience + Identify gaps in Deal Desk processes...Discrimination of any type will not be tolerated. In compliance with the Americans with Disabilities Act Amendments Act… more
- Zurich NA (Tallahassee, FL)
- …position at Zurich: + You will develop and maintain relationships with broker partners and customers across all industries in support of business objectives ... knowledge of Primary Casualty Underwriting with E&S + Established wholesale broker relationships (E&S brokers) + Creative problem-solving skills + Strong verbal… more
- Zurich NA (Maitland, FL)
- …and 10 or more years of experience in the Underwriting, Market Facing, Broker , Carrier or Risk Management area within the Commercial Insurance industryOR + Bachelors ... lines, the commercial insurance and Energy industry + Strong Broker relationships + Results oriented + Portfolio management, risk...location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a… more