- Kestra Financial (Beaver, PA)
- … services industry allowing for a good understanding of broker / dealer operations and financial services products, including but not limited ... and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance… more
- Kestra Financial (Sewickley, PA)
- … services industry allowing for a strong understanding of broker / dealer operations and financial services products, including but not limited ... of the industry - financial planning software, analytical tools and broker / dealer or custodian systems Education and/or Experience + Bachelor's degree in… more
- PNC (Pittsburgh, PA)
- …the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, Swap Dealer & Broker Dealer . This position is primarily based ... of industry leaders who provide independent, objective assurance and consulting services designed to add value and recommend improvement to the organization's… more
- Guardian Life (Bethlehem, PA)
- …our 29 million customers realize their dreams through a range of insurance and financial products and services . Our Purpose, to inspire well-being, guides our ... and you thrive in a fast-paced environment where best in class customer service is your standard. You are patient, empathetic, detail orientated, and work well… more
- Lincoln Financial (Radnor, PA)
- …solutions and service to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of ... #:** 73197 **The Role at a Glance** As the Financial Services Sales Representative, you will build...clients. This is a consultative phone-based position responding to broker inquiries received via inbound calls. You will answer… more
- Vanguard (Malvern, PA)
- …customer reserve computations. + Working knowledge of BetaNeXT and the broker dealer stock record/ + Working knowledge of financial and operational controls. ... is a Vanguard legal entity which is a registered broker - dealer and provides brokerage services ...Supports external audit team (PwC) during the annual audit ( Financial Statement and Compliance report) specific to daily customer… more
- Lincoln Financial (Radnor, PA)
- …solutions and service to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of ... financial analysis, or a related field, preferably within the financial services or investment banking industry. Experience working in a second line market… more
- Lincoln Financial (Radnor, PA)
- …solutions and service to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of ... role include designing, managing, maintaining and securing LFG's (Lincoln Financial Groups) Active Directory, Active Directory Certificate Services ,… more
- Lincoln Financial (Radnor, PA)
- …solutions and service to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of ... provide legal counsel and subject matter expertise to the Lincoln Financial Group business segments, including SEC-registered investment advisers, that are… more
- Lincoln Financial (Radnor, PA)
- …solutions and service to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of ... **The Role at a Glance** The **Director of IT Service Management** provides strategic leadership and direction to drive...volume. **What's it like to work here?** At Lincoln Financial , we love what we do. We make meaningful… more