- Guardian Life (Bethlehem, PA)
- …able to work independently and as part of a team + Must have background in the financial services industry in a service , operational, or sales support role + ... and possess excellent time management skills + Must understand broker dealer systems for account opening, asset...realize their dreams through a range of insurance and financial products and services . Our Purpose, to… more
- Wells Fargo (Doylestown, PA)
- …financial services industry experience + Experience in compliance or broker - dealer governance **Job Expectations:** + US only: Registration for FINRA ... all regulatory and firm policies + Collaborate and consult with financial advisors, branch managers, supervisory principals and Market Administration Management… more
- The Hartford (Wayne, PA)
- …* 3-5 years of wholesaling experience* Distribution channel experience with assigned broker dealer firms.* Track Record of success with existing relationships ... to reside in the territory. Responsibilities:- Provide marketing support and customer service to financial advisors in the assigned territory- Present technical… more
- PNC (PA)
- …The Compliance Program Advisor should have the following: * Capital Markets and or Broker Dealer experience * FINRA regulatory licenses (series 24 or 53) are ... and define the compliance program objectives for assigned area, products/ services , and applicable regulations. Communicates and socializes compliance program… more
- The Hartford (Wayne, PA)
- …in the territory + A demonstrated track record of success in the assigned broker dealer firms + Additional industry designations (ie, CIMA, CFA) Compensation The ... capture sales and market share + Provide marketing support and customer service to financial advisors in the assigned territory + Develop and maintain deep… more
- Deloitte (Pittsburgh, PA)
- …investments to help strategic roadmap planning. The TeamOur Forensic, Discovery, & Financial Crime offering provides services to support anti-money laundering, ... workshops in Microsoft PowerPoint + Experience with wire transfers, trade finance, broker / dealer trades. Data governance, data lineage, data testing. +… more
- Vanguard (Malvern, PA)
- …teams. + Functional knowledge of the intermediary wealth market (eg, RIA, Broker - Dealer channels). + Experience delivering technology solutions across the ... governance frameworks. + Advanced knowledge of big data and financial data frameworks (eg, Kappa, Lambda architectures). + Technical...wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and… more