• Director, Markets Compliance Officer

    Scotiabank (New York, NY)
    …activities with Internal Control to reinforce the Scotiabank US front office system of supervision and control. + Providing guidance for compliance-related issues ... years of compliance experience, including experience providing advisory support to a broker -dealer equities sales and trading business. + Knowledge of relevant SEC… more
    Scotiabank (07/28/25)
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  • Repo Trading Middle Office Support Associate

    Insight Global (New York, NY)
    …IT, Product Control, Risk Management, Project Management) and externally (Clients, Broker /Dealers, etc.). This position has the opportunity to participate in various ... projects to optimize trade workflow, deploy new products, system enhancements/fixes, new regulations and market rules. The ideal candidate has 3-5 years of middle… more
    Insight Global (07/27/25)
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  • Associate Relationship Manager-New York/New…

    TD Bank (New York, NY)
    …and its implementing regulations, 12 CFR Part 1007; and is with a FINRA member, broker or dealer and is subject to the requirements of FINRA and Securities Laws. May ... as a registered mortgage loan originator with the NMLS (Nationwide Mortgage Licensing System and Registry) in accordance with the Secure and Fair Enforcement for… more
    TD Bank (07/26/25)
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  • HCM Account Executive

    Paylocity (Bronx, NY)
    …complete and obtain documentation required for clients to move to Paylocity system + Work directly with internal departments to ensure smooth transition for ... personal contacts and other sources + Build and maintain relationships within the Broker channel as well as other referral sources + Maintain contact with existing… more
    Paylocity (07/24/25)
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  • Mortgage Closing Specialist I

    M&T Bank (Williamsville, NY)
    …necessary parties involved in closing a transaction, from the customer, broker , correspondent, settlement agent, loan officer, post-closing, loan delivery, mortgage ... documents. + Follow up on rate lock expirations and document expirations. + Review system of record information to ensure CD can be prepared and that all… more
    M&T Bank (07/21/25)
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  • Regulatory Reporting Sr. Analyst, AVP - Hybrid

    Citigroup (Getzville, NY)
    …network of custody locations on a timely basis; monitor that the firm's trade/ system flows are operating within the confines of this regulation to ensure client ... for ad-hoc analysis, such as filtering, sorting, pivoting, lookups, etc. + Broker /Dealer books and records fluency, such as stock record **Education:** +… more
    Citigroup (07/19/25)
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  • Business Development Manager - Healthcare…

    FlexStaff (Brooklyn, NY)
    …driver's license. + Bilingual in Spanish. + Cannot have previously been a broker for Medicare/Medicaid. + Willingness to travel frequently. + Minimum of 2 years ... Generate performance reports and document all interactions in the data management system . + Work with marketing to create promotional materials and enhance community… more
    FlexStaff (07/19/25)
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  • Real Estate Specialist 2 (Conservation) - NY Helps

    New York State Civil Service (Stony Brook, NY)
    …Work Experience: Work as a Real Estate Agent of Real Estate Broker .Reassignment Qualifications: Currently in the title and an employee of DECReinstatement ... Loan Forgiveness (PSLF)* Pension from New York State Employees' Retirement System * Shift & Geographic pay differentials* Affordable Health Care options* Family… more
    New York State Civil Service (07/19/25)
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  • Senior Account Executive - Employee Benefits

    HUB International (Cedarhurst, NY)
    …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... regulatory requirements + Maintain accurate client data in HUB's Agency Management System + Support wellness initiatives and coordinate health fairs, as needed +… more
    HUB International (07/19/25)
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  • Associate Account Executive - Commercial Lines

    HUB International (Melville, NY)
    …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... + Support servicing teams by ensuring real-time updating of agency management system . + Review and support document download process from carrier partners. +… more
    HUB International (07/19/25)
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